We are live on ! Find out more
DIA icon

State Street SPDR Dow Jones Industrial Average ETF Trust

718 hedge funds and large institutions have $5.17B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2020 Q1 according to their latest regulatory filings, with 97 funds opening new positions, 201 increasing their positions, 257 reducing their positions, and 127 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.68% more ownership

Funds ownership: 34.97%44.65% (+9.7%)

1% less call options, than puts

Call options by funds: $3.55B | Put options by funds: $3.57B

4% less funds holding in top 10

Funds holding in top 10: 4846 (-2)

5% less funds holding

Funds holding: 755718 (-37)

22% less repeat investments, than reductions

Existing positions increased: 201 | Existing positions reduced: 257

24% less first-time investments, than exits

New positions opened: 97 | Existing positions closed: 127

35% less capital invested

Capital invested by funds: $7.93B → $5.17B (-$2.76B)

Holders
718
Holders Change
-37
Holders Change %
-4.9%
% of All Funds
15.82%
Holding in Top 10
46
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-4.17%
% of All Funds
1.01%
New
97
Increased
201
Reduced
257
Closed
127
Calls
$3.55B
Puts
$3.57B
Net Calls
-$18.8M
Net Calls Change
+$809M
Name Holding Trade Value Shares
Change
Change in
Stake
PFG
276
Pacific Financial Group
Washington
$960K +$52.1K +196 +5%
Cetera Investment Advisers
277
Cetera Investment Advisers
Illinois
$944K +$407K +1,531 +55%
SIC
278
Samalin Investment Counsel
New York
$939K +$930K +3,501 +447%
KIA
279
KCM Investment Advisors
California
$932K -$146K -550 -11%
CFO
280
CVA Family Office
Colorado
$922K +$1.12M +4,204 New
UR
281
USCA RIA
Texas
$917K -$10.6K -40 -0.9%
LFAS
282
Level Four Advisory Services
Texas
$916K -$593K -2,234 -35%
AA
283
Apriem Advisors
California
$910K
GT
284
Glenmede Trust
Pennsylvania
$904K
IC
285
IEQ Capital
California
$902K -$175K -659 -14%
M
286
MOTCO
Texas
$901K -$19.9K -75 -2%
BWA
287
Beam Wealth Advisors
Louisiana
$889K +$720K +2,712 +202%
RC
288
Roundview Capital
New Jersey
$886K -$30.5K -115 -3%
BFM
289
Boothbay Fund Management
New York
$877K +$1.06M +4,000 New
RJT
290
Raymond James Trust
Florida
$875K -$47.8K -180 -4%
BWM
291
Bernicke Wealth Management
Wisconsin
$873K -$51.3K -193 -5%
BW
292
Bison Wealth
Georgia
$862K -$494K -1,859 -32%
BUB
293
BBVA USA Bancshares
Texas
$860K -$924K -3,480 -47%
CWS
294
Cypress Wealth Services
California
$860K +$54.7K +206 +6%
CTI
295
Community Trust & Investment
Kentucky
$855K
WC
296
Waterloo Capital
Texas
$855K +$1.04M +3,900 New
MA
297
MUFG Americas
New York
$851K -$48.6K -183 -5%
HWA
298
HCR Wealth Advisors
California
$847K +$5.58K +21 +0.5%
CAM
299
Cresset Asset Management
Illinois
$844K +$160K +601 +19%
AMIM
300
Aull & Monroe Investment Management
Alabama
$836K +$9.03K +34 +0.9%

DIA Hedge Fund Activity: Q1 2020 in Review

718 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2020, worth a combined $5.17B — down 35% from $7.93B a quarter earlier.

Sellers outnumbered buyers: 127 funds closed out of DIA and 97 opened new positions — a net loss of 30 holders — while 257 trimmed existing stakes and 201 added.

The largest buyer was Sumitomo Mitsui Financial Group, opening a new position worth an estimated $130M. The largest seller was Churchill Management, exiting entirely with an estimated $389M sold.

  • 718 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2020, down from 755 in Q4 2019.
  • Funds reported $5.17B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2020, down 35% quarter-over-quarter.
  • 97 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2020 and 127 closed out, a net change of -30 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2020 was Sumitomo Mitsui Financial Group, an estimated $130M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2020 was Churchill Management, an estimated $389M sold.

Based on aggregated 13F filings for Q1 2020.