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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

387 hedge funds and large institutions have $3.92B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 103 increasing their positions, 142 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
387
Holders Change
-10
Holders Change %
-2.52%
% of All Funds
10.33%
Holding in Top 10
24
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.29%
% of All Funds
0.64%
New
35
Increased
103
Reduced
142
Closed
40
Calls
$2.22B
Puts
$1.73B
Net Calls
+$486M
Net Calls Change
+$434M

Top Buyers

1
SMM
1
Stadion Money Management
Georgia
$213M
2
HI
2
Horizon Investments
North Carolina
$132M
3
SG Americas Securities
3
SG Americas Securities
New York
$168M
4
Parallax Volatility Advisers
4
Parallax Volatility Advisers
California
$61.4M
5
N
5
Natixis
France
$76.7M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$429M
2
Nomura Holdings
2
Nomura Holdings
Japan
$27.1M
3
Bank of America
3
Bank of America
North Carolina
$357M
4
MSU
4
Mizuho Securities USA
New York
$0
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$97.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
ECML
276
Eagle Capital Management (Louisiana)
Louisiana
$306K +$9.17K +52 +3%
Truist Financial
277
Truist Financial
North Carolina
$306K +$19.5K +110 +7%
PWLP
278
Prio Wealth Limited Partnership
Massachusetts
$303K -$15.9K -90 -5%
SSWM
279
Sheets Smith Wealth Management
North Carolina
$300K – – –
AP
280
Appleton Partners
Massachusetts
$299K +$11.5K +65 +4%
QAM
281
QCI Asset Management
New York
$297K -$7.07K -40 -2%
CSIC
282
Clifford Swan Investment Counsel
California
$296K -$26.2K -148 -8%
SI
283
SII Investments
Wisconsin
$291K +$32K +181 +12%
TC
284
Telemus Capital
Michigan
$290K – – –
AAS
285
Annex Advisory Services
Wisconsin
$289K -$19.1K -108 -6%
CMP
286
Courage Miller Partners
Virginia
$289K – – –
AAM
287
AR Asset Management
California
$283K +$283K +1,600 New
GT
288
Greenleaf Trust
Michigan
$283K +$283K +1,600 New
PCM
289
Parsons Capital Management
Rhode Island
$281K -$16.4K -93 -6%
PFA
290
Paradigm Financial Advisors
Missouri
$276K – – –
BlackRock
291
BlackRock
New York
$276K +$62K +351 +29%
IFAM
292
Institutional & Family Asset Management
Colorado
$275K – – –
GWM
293
Gupta Wealth Management
California
$272K -$11.3K -64 -4%
FMBTD
294
First Midwest Bank Trust Division
Illinois
$269K – – –
SSB
295
Sandy Spring Bank
Maryland
$265K -$3.53K -20 -1%
MWAC
296
Mariner Wealth Advisors (Cincinnati)
Ohio
$261K – – –
BW
297
Bison Wealth
Georgia
$259K +$22.6K +128 +10%
HCIA
298
Hochman Cole Investment Advisors
Illinois
$258K – – –
YP
299
Yellowstone Partners
Idaho
$250K +$7.93K +45 +3%
CIC
300
Carnegie Investment Counsel
Ohio
$249K +$249K +1,411 New
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