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State Street SPDR Dow Jones Industrial Average ETF Trust

397 hedge funds and large institutions have $4.45B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2015 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 109 increasing their positions, 110 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 31

42% more capital invested

Capital invested by funds: $3.14B → $4.45B (+$1.31B)

22% more funds holding in top 10

Funds holding in top 10: 2328 (+5)

12% more funds holding

Funds holding: 355397 (+42)

5.86% more ownership

Funds ownership: 29.26%35.12% (+5.9%)

2% more call options, than puts

Call options by funds: $2.35B | Put options by funds: $2.3B

1% less repeat investments, than reductions

Existing positions increased: 109 | Existing positions reduced: 110

Holders
397
Holders Change
+42
Holders Change %
+11.83%
% of All Funds
10.41%
Holding in Top 10
28
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+21.74%
% of All Funds
0.73%
New
76
Increased
109
Reduced
110
Closed
31
Calls
$2.35B
Puts
$2.3B
Net Calls
+$52.3M
Net Calls Change
+$514M
Name Holding Trade Value Shares
Change
Change in
Stake
PFS
226
Prospera Financial Services
Texas
$517K +$519K +2,970 New
AB
227
AT Bancorp
Iowa
$496K +$498K +2,850 New
C
228
CFO4Life
Texas
$490K +$4.37K +25 +0.9%
IH
229
IFC Holdings
Florida
$483K +$52.4K +300 +12%
SCM
230
Schnieders Capital Management
California
$478K -$524 -3 -0.1%
HIIFS
231
Harel Insurance Investments & Financial Services
Israel
$478K +$480K +2,750 New
PAMG
232
Patton Albertson Miller Group
Tennessee
$476K
TFA
233
Transamerica Financial Advisors
Florida
$475K +$312K +1,785 +190%
SC
234
Scotia Capital
Ontario, Canada
$473K
SWP
235
Stratos Wealth Partners
Ohio
$472K +$135K +773 +40%
DCM
236
Donaldson Capital Management
Indiana
$467K -$5.07K -29 -1%
OC
237
Oarsman Capital
Wisconsin
$456K -$48.9K -280 -10%
CWM
238
Concert Wealth Management
California
$454K -$10.1K -58 -2%
MCM
239
Maryland Capital Management
Maryland
$449K
DAS
240
Dynamic Advisor Solutions
Arizona
$440K +$442K +2,528 New
Daiwa Securities Group
241
Daiwa Securities Group
Japan
$435K
HFS
242
HL Financial Services
Kentucky
$425K +$52.4K +300 +14%
VFA
243
Voya Financial Advisors
Connecticut
$421K +$418K +2,394 New
BBHC
244
Brown Brothers Harriman & Co
New York
$418K +$210K +1,201 +100%
SFA
245
Sequoia Financial Advisors
Ohio
$414K +$2.27K +13 +0.5%
CCB
246
Cutter & Co Brokerage
Missouri
$411K +$413K +2,362 New
PNAA
247
Pictet North America Advisors
Switzerland
$400K +$402K +2,300 New
FHB
248
First Hawaiian Bank
Hawaii
$395K
PIM
249
Penobscot Investment Management
Massachusetts
$393K -$15.7K -90 -4%
MWP
250
MYCIO Wealth Partners
Pennsylvania
$388K +$2.1K +12 +0.5%

DIA Hedge Fund Activity: Q4 2015 in Review

397 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2015, worth a combined $4.45B — up 42% from $3.14B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new DIA positions and 31 closed out — a net gain of 45 holders — while 109 added to existing stakes and 110 trimmed.

The largest buyer was Bank of America, adding an estimated $249M. The largest seller was UBS Group, cutting an estimated $92.2M.

  • 397 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2015, up from 355 in Q3 2015.
  • Funds reported $4.45B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2015, up 42% quarter-over-quarter.
  • 76 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2015 and 31 closed out, a net change of +45 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2015 was Bank of America, an estimated $249M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2015 was UBS Group, an estimated $92.2M sold.

Based on aggregated 13F filings for Q4 2015.