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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
51
Bank of America
North Carolina
$106K -$26.3K -1,560 -21%
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$93.9K -$23.9K -1,417 -21%
MSWM
53
McGlone Suttner Wealth Management
Wisconsin
$62.6K +$59.4K +3,528 New
TC
54
Truvestments Capital
Florida
$62.1K +$59K +3,500 New
PFA
55
Pathway Financial Advisers
Indiana
$58.7K -$9.28K -551 -14%
Comerica Bank
56
Comerica Bank
Texas
$44.4K
HNB
57
Huntington National Bank
Ohio
$42.6K
NSIM
58
North Star Investment Management
Illinois
$39K +$1.69K +100 +5%
MIA
59
MeadowBrook Investment Advisors
Michigan
$35.8K +$33.9K +2,015 New
TWM
60
Tradition Wealth Management
Minnesota
$34K
Carson Wealth (CWM LLC)
61
Carson Wealth (CWM LLC)
Nebraska
$33K +$522 +31 +2%
SPIA
62
Steward Partners Investment Advisory
New York
$31.9K
IRC
63
Investors Research Corp
Georgia
$21.3K
MA
64
MCF Advisors
Kentucky
$18.9K +$337 +20 +2%
OCM
65
Osterweis Capital Management
California
$18.6K
GWM
66
Geneos Wealth Management
Colorado
$15.2K
BWM
67
Baystate Wealth Management
Massachusetts
$8.93K +$8.46K +502 New
ASN
68
Advisory Services Network
Georgia
$6.48K +$6.15K +365 New
SIS
69
Sound Income Strategies
Florida
$4.2K
AF
70
Allworth Financial
California
$1.77K
BPA
71
Beacon Pointe Advisors
California
-$486K -28,982 Closed
WLPWM
72
Walled Lake Planning & Wealth Management
Illinois
-$241K -14,375 Closed
HighTower Advisors
73
HighTower Advisors
Illinois
-$204K -12,234 Closed
ACP
74
Aviance Capital Partners
Florida
-$188K -11,225 Closed
WB
75
Webster Bank
Connecticut
-$6.32K -377 Closed