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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
51
Carson Wealth (CWM LLC)
Nebraska
$33K +$554 +28 +2%
CFB
52
Cullen/Frost Bankers
Texas
$27.2K
SWM
53
Spire Wealth Management
Virginia
$24.8K
IRC
54
Investors Research Corp
Georgia
$21.8K
OCM
55
Osterweis Capital Management
California
$20K
MA
56
MCF Advisors
Kentucky
$18.4K +$356 +18 +2%
GWM
57
Geneos Wealth Management
Colorado
$15.5K
WB
58
Webster Bank
Connecticut
$6.85K
ASN
59
Advisory Services Network
Georgia
$6.63K
AAS
60
Ameritas Advisory Services
Nebraska
$4.49K +$4.94K +250 New
SIS
61
Sound Income Strategies
Florida
$4.29K
N
62
Natixis
France
$1.83K
AF
63
Allworth Financial
California
$1.82K +$1.98K +100 New
EC
64
Elequin Capital
New York
-$519K -27,718 Closed
Millennium Management
65
Millennium Management
New York
-$478K -25,573 Closed
IAIM
66
International Assets Investment Management
Florida
-$364K -19,479 Closed
SFS
67
Shaker Financial Services
Virginia
-$294K -15,729 Closed
RJT
68
Raymond James Trust
Florida
-$224K -11,978 Closed
WAM
69
Weiss Asset Management
Massachusetts
-$208K -11,100 Closed
MCC
70
Money Concepts Capital
Florida
-$159K -8,522 Closed
PTC
71
Private Trust Company
Ohio
-$37K -2,000 Closed
MSCM
72
McElhenny Sheffield Capital Management
Texas
-$15K -800 Closed