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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
51
Steward Partners Investment Advisory
New York
$206K -$739K -24,714 -78%
BBA
52
BLB&B Advisors
Pennsylvania
$206K +$4.49K +150 +2%
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$128K +$1.65K +55 +1%
CI
54
CX Institutional
Indiana
$126K +$128K +4,290 New
WLPWM
55
Walled Lake Planning & Wealth Management
Illinois
$113K
HNB
56
Huntington National Bank
Ohio
$82K
GWM
57
Geneos Wealth Management
Colorado
$67K -$9.66K -323 -12%
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$45K
PFGIA
59
Patriot Financial Group Insurance Agency
Massachusetts
$45K +$150 +5 +0.3%
CFB
60
Cullen/Frost Bankers
Texas
$44K
IRC
61
Investors Research Corp
Georgia
$35K
Citigroup
62
Citigroup
New York
$29K
MA
63
MCF Advisors
Kentucky
$26K +$419 +14 +2%
NSIM
64
North Star Investment Management
Illinois
$25K +$10.5K +350 +70%
AWA
65
Arkadios Wealth Advisors
Georgia
$20K +$17.1K +572 +409%
APA
66
American Portfolios Advisors
New York
$16.7K +$11.1K +372 +186%
WB
67
Webster Bank
Connecticut
$15K
TFS
68
TrustCore Financial Services
Tennessee
$15K +$15K +500 New
SIS
69
Sound Income Strategies
Florida
$14K +$14.1K +472 New
ASN
70
Advisory Services Network
Georgia
$11K +$10.9K +365 New
DOA
71
D'Orazio & Associates
Virginia
$7K
ANBT
72
American National Bank & Trust
Texas
$5K -$5.09K -170 -50%
VBCG
73
Valley Brook Capital Group
Pennsylvania
-$160K -5,320 Closed
IAIM
74
International Assets Investment Management
Florida
-$62K -2,122 Closed
EVM
75
Eaton Vance Management
Massachusetts
-$30K -1,000 Closed