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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$130K +$1.64K +56 +1%
WLPWM
52
Walled Lake Planning & Wealth Management
Illinois
$116K
GWM
53
Geneos Wealth Management
Colorado
$79K
IAIM
54
International Assets Investment Management
Florida
$62K
HNB
55
Huntington National Bank
Ohio
$60K
PFGIA
56
Patriot Financial Group Insurance Agency
Massachusetts
$46K +$176 +6 +0.4%
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$45K
CFB
58
Cullen/Frost Bankers
Texas
$45K +$43.9K +1,500 New
IRC
59
Investors Research Corp
Georgia
$36K
Citigroup
60
Citigroup
New York
$30K -$82.5K -2,817 -74%
EVM
61
Eaton Vance Management
Massachusetts
$30K +$29.3K +1,000 New
MA
62
MCF Advisors
Kentucky
$26K +$439 +15 +2%
NSIM
63
North Star Investment Management
Illinois
$15K
WB
64
Webster Bank
Connecticut
$15K
ANBT
65
American National Bank & Trust
Texas
$10K
DOA
66
D'Orazio & Associates
Virginia
$8K +$7.35K +251 New
APA
67
American Portfolios Advisors
New York
$6.02K
AWA
68
Arkadios Wealth Advisors
Georgia
$4K -$1.67K -57 -29%
SFS
69
Sowell Financial Services
Arkansas
$2K +$29 +1 +2%
Millennium Management
70
Millennium Management
New York
-$513K -17,665 Closed
Fiera Capital (Canada)
71
Fiera Capital (Canada)
Quebec, Canada
-$279K -9,604 Closed
PWPS
72
Pinnacle Wealth Planning Services
Ohio
-$166K -5,726 Closed
ASN
73
Advisory Services Network
Georgia
-$11K -365 Closed