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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WLPWM
51
Walled Lake Planning & Wealth Management
Illinois
$112K
Citigroup
52
Citigroup
New York
$111K +$79.2K +2,817 +282%
GWM
53
Geneos Wealth Management
Colorado
$78K
IAIM
54
International Assets Investment Management
Florida
$62K +$59.6K +2,122 New
HNB
55
Huntington National Bank
Ohio
$58K
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$45K
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$44K +$140 +5 +0.3%
IRC
58
Investors Research Corp
Georgia
$35K
MA
59
MCF Advisors
Kentucky
$25K +$421 +15 +2%
NSIM
60
North Star Investment Management
Illinois
$15K
WB
61
Webster Bank
Connecticut
$15K
ASN
62
Advisory Services Network
Georgia
$11K
ANBT
63
American National Bank & Trust
Texas
$10K
APA
64
American Portfolios Advisors
New York
$5.81K
AWA
65
Arkadios Wealth Advisors
Georgia
$5K +$5.54K +197 New
SFS
66
Sowell Financial Services
Arkansas
$2K +$28 +1 +2%
XF
67
XML Financial
Maryland
-$211K -7,717 Closed
CCM
68
Chiron Capital Management
Florida
-$112K -4,100 Closed
PFS
69
Prospera Financial Services
Texas
-$48K -1,744 Closed
S
70
SignatureFD
Georgia
-$29K -1,050 Closed
BC
71
Barnett & Company
Tennessee
-$17K -640 Closed
FMP
72
Financial Management Professionals
Texas
-$5K -200 Closed
Barclays
73
Barclays
United Kingdom
-$4K -148 Closed
Fidelity Investments
74
Fidelity Investments
Massachusetts
+$56 +2 New