AXT Inc
AXTI
87 hedge funds and large institutions have $53M invested in AXT Inc in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 16 closing their positions.
492% more call options, than puts
Call options by funds: $142K | Put options by funds: $24K
3.48% less ownership
Funds ownership: 54.06% → 50.59% (-3.5%)
11% less funds holding
Funds holding: 98 → 87 (-11)
16% less repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 37
35% less capital invested
Capital invested by funds: $81.1M → $53M (-$28.1M)
63% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FWSM
First Wilshire Securities Management
Pasadena,
California
|
+$1.47M |
| 2 |
GCP
GSA Capital Partners
London,
United Kingdom
|
+$558K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$551K |
| 4 |
Two Sigma Advisers
New York
|
+$462K |
| 5 |
D.E. Shaw & Co
New York
|
+$414K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GIM
Granahan Investment Management
Waltham,
Massachusetts
|
-$4.43M |
| 2 |
Dimensional Fund Advisors
Austin,
Texas
|
-$1.26M |
| 3 |
Millennium Management
New York
|
-$485K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$447K |
| 5 |
First Trust Advisors
Wheaton,
Illinois
|
-$374K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CWM
101
CarsonAllaria Wealth Management
Glen Carbon,
Illinois
| – | -$2.18K | -633 | Closed |
|
102
New York State Common Retirement Fund
Albany,
New York
| – | -$1.26K | -366 | Closed |
|
|
VCM
103
Versant Capital Management
Phoenix,
Arizona
| – | -$578 | -168 | Closed |
|
AXTI Hedge Fund Activity: Q3 2023 in Review
87 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2023, worth a combined $53M — down 35% from $81.1M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of AXTI and 6 opened new positions — a net loss of 10 holders — while 37 trimmed existing stakes and 31 added.
The largest buyer was First Wilshire Securities Management, adding an estimated $1.47M. The largest seller was Granahan Investment Management, exiting entirely with an estimated $4.43M sold.
- 87 institutional investors held AXT Inc (AXTI) as of Q3 2023, down from 98 in Q2 2023.
- Funds reported $53M of AXT Inc stock for Q3 2023, down 35% quarter-over-quarter.
- 6 funds opened new AXT Inc positions in Q3 2023 and 16 closed out, a net change of -10 holders.
- The largest AXT Inc buyer in Q3 2023 was First Wilshire Securities Management, an estimated $1.47M added.
- The largest AXT Inc seller in Q3 2023 was Granahan Investment Management, an estimated $4.43M sold.
Based on aggregated 13F filings for Q3 2023.