AXT Inc
AXTI
94 hedge funds and large institutions have $203M invested in AXT Inc in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 34 reducing their positions, and 19 closing their positions.
525% more call options, than puts
Call options by funds: $1.71M | Put options by funds: $273K
7% more capital invested
Capital invested by funds: $189M → $203M (+$13.6M)
3% more repeat investments, than reductions
Existing positions increased: 35 | Existing positions reduced: 34
0.03% more ownership
Funds ownership: 54.06% → 54.09% (+0.03%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
8% less funds holding
Funds holding: 102 → 94 (-8)
37% less first-time investments, than exits
New positions opened: 12 | Existing positions closed: 19
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NIM
Needham Investment Management
New York
|
+$5.06M |
| 2 |
Wellington Management Group
Boston,
Massachusetts
|
+$2.19M |
| 3 |
RA
Royce & Associates
New York
|
+$1.53M |
| 4 |
GIM
Granahan Investment Management
Waltham,
Massachusetts
|
+$631K |
| 5 |
D.E. Shaw & Co
New York
|
+$487K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
-$1.26M |
| 2 |
SC
Shay Capital
New York
|
-$1.01M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$960K |
| 4 |
Two Sigma Investments
New York
|
-$783K |
| 5 |
Vanguard Group
Malvern,
Pennsylvania
|
-$721K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
OWIM
101
Old West Investment Management
Los Angeles,
California
| – | -$208K | -25,000 | Closed |
|
|
ECM
102
ExodusPoint Capital Management
New York
| – | -$197K | -23,620 | Closed |
|
103
Victory Capital Management
San Antonio,
Texas
| – | -$179K | -21,467 | Closed |
|
104
State of Wisconsin Investment Board
Madison,
Wisconsin
| – | -$176K | -21,100 | Closed |
|
105
Acadian Asset Management
Boston,
Massachusetts
| – | -$153K | -18,446 | Closed |
|
106
Marshall Wace
London,
United Kingdom
| – | -$141K | -16,980 | Closed |
|
107
Assenagon Asset Management
Senningerberg,
Luxembourg
| – | -$111K | -13,366 | Closed |
|
|
PCM
108
Pinz Capital Management
New York
| – | -$108K | -13,000 | Closed |
|
|
GRP
109
Global Retirement Partners
San Rafael,
California
| – | -$38K | -4,505 | Closed |
|
110
Simplex Trading
Chicago,
Illinois
| – | -$7.86K | -929 | Closed |
|
|
HI
111
Harbour Investments
Madison,
Wisconsin
| – | -$1K | -81 | Closed |
|
112
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
| – | +$34 | +4 | New |
|
AXTI Hedge Fund Activity: Q4 2021 in Review
94 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2021, worth a combined $203M — up 7.2% from $189M a quarter earlier.
Sellers outnumbered buyers: 19 funds closed out of AXTI and 12 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 35 added.
The largest buyer was Needham Investment Management, adding an estimated $5.06M. The largest seller was Millennium Management, exiting entirely with an estimated $1.26M sold.
- 94 institutional investors held AXT Inc (AXTI) as of Q4 2021, down from 102 in Q3 2021.
- Funds reported $203M of AXT Inc stock for Q4 2021, up 7.2% quarter-over-quarter.
- 12 funds opened new AXT Inc positions in Q4 2021 and 19 closed out, a net change of -7 holders.
- The largest AXT Inc buyer in Q4 2021 was Needham Investment Management, an estimated $5.06M added.
- The largest AXT Inc seller in Q4 2021 was Millennium Management, an estimated $1.26M sold.
Based on aggregated 13F filings for Q4 2021.