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AXT Inc
AXTI

96 hedge funds and large institutions have $237M invested in AXT Inc in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 32 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

874% more call options, than puts

Call options by funds: $1.12M | Put options by funds: $115K

53% more capital invested

Capital invested by funds: $155M → $237M (+$81.7M)

11% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 19

2% more funds holding

Funds holding: 94 → 96 (+2)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

0% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 32

2.31% less ownership

Funds ownership: 62.32% → 60.01% (-2.3%)

Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
1.7%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
21
Increased
32
Reduced
32
Closed
19
Calls
$1.12M
Puts
$115K
Net Calls
+$1M
Net Calls Change
+$566K

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$8.18M
2
EI
EAM Investors
California
+$2.42M
3
EGI
EAM Global Investors
California
+$1.81M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.64M
5
Two Sigma Investments
Two Sigma Investments
New York
+$1.19M

Top Sellers

Rank Fund Capital Flow
1
PRCP
Pacific Ridge Capital Partners
Oregon
-$5.62M
2
CCPM
Cooper Creek Partners Management
New York
-$4.53M
3
NIM
Needham Investment Management
New York
-$3.79M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$2.39M
5
MAG
Millrace Asset Group
Pennsylvania
-$1.88M
Name Holding Trade Value Shares
Change 		Change in
Stake
BCI
101
Brinker Capital Investments
Pennsylvania
– -$152K -24,764 Closed
Group One Trading
102
Group One Trading
Illinois
– -$152K -18,872 Closed
QC
103
Quadrature Capital
United Kingdom
– -$113K -18,500 Closed
Squarepoint
104
Squarepoint
New York
– -$105K -17,082 Closed
HIM
105
Hillsdale Investment Management
Ontario, Canada
– -$33K -5,400 Closed
FDCDDQ
106
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -$30.6K -5,000 Closed
CHAM
107
Clear Harbor Asset Management
Connecticut
– -$15.3K -2,500 Closed
AF
108
Advisornet Financial
Minnesota
– -$12K -2,000 Closed
CAM
109
ClariVest Asset Management
California
– -$8K -1,332 Closed
US Bancorp
110
US Bancorp
Minnesota
– -$3K -500 Closed
BWM
111
BNC Wealth Management
Oregon
– -$1K -200 Closed
CAL
112
Capital Analysts LLC
Pennsylvania
– -$1K -100 Closed
GEA
113
Glen Eagle Advisors
New Jersey
– -$612 -100 Closed
1 2 3 4
5

AXTI Hedge Fund Activity: Q4 2020 in Review

96 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2020, worth a combined $237M — up 53% from $155M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AXTI positions and 19 closed out — a net gain of 2 holders — while 32 added to existing stakes and 32 trimmed.

The largest buyer was VanEck Associates, opening a new position worth an estimated $8.18M. The largest seller was Pacific Ridge Capital Partners, cutting an estimated $5.62M.

  • 96 institutional investors held AXT Inc (AXTI) as of Q4 2020, up from 94 in Q3 2020.
  • Funds reported $237M of AXT Inc stock for Q4 2020, up 53% quarter-over-quarter.
  • 21 funds opened new AXT Inc positions in Q4 2020 and 19 closed out, a net change of +2 holders.
  • The largest AXT Inc buyer in Q4 2020 was VanEck Associates, an estimated $8.18M added.
  • The largest AXT Inc seller in Q4 2020 was Pacific Ridge Capital Partners, an estimated $5.62M sold.

Based on aggregated 13F filings for Q4 2020.