AXT Inc
AXTI
93 hedge funds and large institutions have $215M invested in AXT Inc in 2017 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 31 reducing their positions, and 17 closing their positions.
41% more capital invested
Capital invested by funds: $152M → $215M (+$63M)
3% less repeat investments, than reductions
Existing positions increased: 30 | Existing positions reduced: 31
1.25% less ownership
Funds ownership: 61.98% → 60.73% (-1.3%)
2% less funds holding
Funds holding: 95 → 93 (-2)
12% less first-time investments, than exits
New positions opened: 15 | Existing positions closed: 17
41% less call options, than puts
Call options by funds: $359K | Put options by funds: $611K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AQR Capital Management
Greenwich,
Connecticut
|
+$2.81M |
| 2 |
PCM
Portolan Capital Management
Boston,
Massachusetts
|
+$2.74M |
| 3 |
HRCM
Hood River Capital Management
Palm Beach Gardens,
Florida
|
+$2.22M |
| 4 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
+$2.05M |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
+$1.61M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
-$2.94M |
| 2 |
New York State Common Retirement Fund
Albany,
New York
|
-$2.8M |
| 3 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
-$2.15M |
| 4 |
AI
Ariel Investments
Chicago,
Illinois
|
-$1.97M |
| 5 |
BIM
Bogle Investment Management
Newton Lower Falls,
Massachusetts
|
-$1.29M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
Arrowstreet Capital
Boston,
Massachusetts
| – | -$171K | -27,000 | Closed |
|
|
BGIM
102
Brandywine Global Investment Management
Philadelphia,
Pennsylvania
| – | -$156K | -24,541 | Closed |
|
|
GAM
103
Gotham Asset Management
New York
| – | -$150K | -23,601 | Closed |
|
|
TC
104
TFS Capital
West Chester,
Pennsylvania
| – | -$85K | -13,442 | Closed |
|
|
CSS
105
Cubist Systematic Strategies
Stamford,
Connecticut
| – | -$83K | -13,000 | Closed |
|
106
Citadel Advisors
Miami,
Florida
| – | -$96.1K | -12,290 | Closed |
|
107
Invesco
Atlanta,
Georgia
| – | -$66K | -10,345 | Closed |
|
|
AIM
108
Acrospire Investment Management
Chicago,
Illinois
| – | -$47K | -7,431 | Closed |
|
109
Walleye Trading
New York
| – | -$13 | -2,000 | Closed |
|
AXTI Hedge Fund Activity: Q3 2017 in Review
93 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2017, worth a combined $215M — up 41% from $152M a quarter earlier.
Sellers outnumbered buyers: 17 funds closed out of AXTI and 15 opened new positions — a net loss of 2 holders — while 31 trimmed existing stakes and 30 added.
The largest buyer was AQR Capital Management, adding an estimated $2.81M. The largest seller was Northpointe Capital, cutting an estimated $2.94M.
- 93 institutional investors held AXT Inc (AXTI) as of Q3 2017, down from 95 in Q2 2017.
- Funds reported $215M of AXT Inc stock for Q3 2017, up 41% quarter-over-quarter.
- 15 funds opened new AXT Inc positions in Q3 2017 and 17 closed out, a net change of -2 holders.
- The largest AXT Inc buyer in Q3 2017 was AQR Capital Management, an estimated $2.81M added.
- The largest AXT Inc seller in Q3 2017 was Northpointe Capital, an estimated $2.94M sold.
Based on aggregated 13F filings for Q3 2017.