AXT Inc
AXTI
89 hedge funds and large institutions have $120M invested in AXT Inc in 2017 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 17 closing their positions.
248% more call options, than puts
Call options by funds: $425K | Put options by funds: $122K
100% more first-time investments, than exits
New positions opened: 34 | Existing positions closed: 17
62% more capital invested
Capital invested by funds: $74.2M → $120M (+$46.2M)
37% more repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 19
19% more funds holding
Funds holding: 75 → 89 (+14)
6.52% more ownership
Funds ownership: 47.62% → 54.14% (+6.5%)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$6.51M |
| 2 |
HRCM
Hood River Capital Management
Palm Beach Gardens,
Florida
|
+$6.1M |
| 3 |
BlackRock
New York
|
+$5.48M |
| 4 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
+$4.94M |
| 5 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
+$4.84M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
-$6.14M |
| 2 |
AI
Ariel Investments
Chicago,
Illinois
|
-$3.18M |
| 3 |
Russell Investments Group
London,
United Kingdom
|
-$1.24M |
| 4 |
TCM
Timpani Capital Management
Milwaukee,
Wisconsin
|
-$1.02M |
| 5 |
HIM
Hillsdale Investment Management
Toronto,
Ontario, Canada
|
-$873K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PG
101
PEAK6 Group
Chicago,
Illinois
| – | -$48K | -10,017 | Closed |
|
|
MWM
102
Mascoma Wealth Management
Hanover,
New Hampshire
| – | -$54.6K | -8,800 | Closed |
|
103
UBS Group
Zurich,
Switzerland
| – | -$18K | -3,765 | Closed |
|
104
Federated Hermes
Pittsburgh,
Pennsylvania
| – | -$8K | -1,739 | Closed |
|
105
Walleye Trading
New York
| – | -$7K | -1,500 | Closed |
|
|
GC
106
Globeflex Capital
San Diego,
California
| – | -$1K | -105 | Closed |
|
AXTI Hedge Fund Activity: Q1 2017 in Review
89 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2017, worth a combined $120M — up 62% from $74.2M a quarter earlier.
Buyers outnumbered sellers: 34 funds opened new AXTI positions and 17 closed out — a net gain of 17 holders — while 26 added to existing stakes and 19 trimmed.
The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $6.51M. The largest seller was Perritt Capital Management, cutting an estimated $6.14M.
- 89 institutional investors held AXT Inc (AXTI) as of Q1 2017, up from 75 in Q4 2016.
- Funds reported $120M of AXT Inc stock for Q1 2017, up 62% quarter-over-quarter.
- 34 funds opened new AXT Inc positions in Q1 2017 and 17 closed out, a net change of +17 holders.
- The largest AXT Inc buyer in Q1 2017 was Kennedy Capital Management, an estimated $6.51M added.
- The largest AXT Inc seller in Q1 2017 was Perritt Capital Management, an estimated $6.14M sold.
Based on aggregated 13F filings for Q1 2017.