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AXT Inc

102 hedge funds and large institutions have $189M invested in AXT Inc in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

268% more call options, than puts

Call options by funds: $1.9M | Put options by funds: $517K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

0% more funds holding

Funds holding: 102102 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

4.18% less ownership

Funds ownership: 58.24%54.06% (-4.2%)

29% less capital invested

Capital invested by funds: $268M → $189M (-$78.6M)

Holders
102
Holders Change
Holders Change %
0%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
44
Reduced
27
Closed
15
Calls
$1.9M
Puts
$517K
Net Calls
+$1.39M
Net Calls Change
-$37K
Name Holding Trade Value Shares
Change
Change in
Stake
MWNA
76
Marshall Wace North America
New York
$130K +$144K +15,492 New
JP Morgan Chase
77
JP Morgan Chase
New York
$124K -$4.71K -506 -3%
Assenagon Asset Management
78
Assenagon Asset Management
Luxembourg
$111K -$33.9K -3,642 -21%
PCM
79
Pinz Capital Management
New York
$108K +$121K +13,000 New
TRCT
80
Tower Research Capital (TRC)
New York
$106K +$69.9K +7,500 +145%
AIM
81
Axiom Investment Management
New York
$98K -$433K -46,484 -80%
FIM
82
Freedom Investment Management
Connecticut
$98K -$14.8K -1,589 -12%
BNP Paribas Financial Markets
83
BNP Paribas Financial Markets
France
$86.7K +$47.4K +5,089 +96%
MLICM
84
Metropolitan Life Insurance Company (MetLife)
New York
$84.8K +$46.9K +5,038 +98%
AWA
85
Aaron Wealth Advisors
Illinois
$83K
Osaic Holdings
86
Osaic Holdings
Arizona
$65K +$39.9K +4,285 +124%
CAPTRUST Financial Advisors
87
CAPTRUST Financial Advisors
North Carolina
$55K -$1.83K -197 -3%
Citigroup
88
Citigroup
New York
$39K +$26K +2,787 +147%
GRP
89
Global Retirement Partners
California
$38K
First Manhattan
90
First Manhattan
New York
$33K
MIM
91
MetLife Investment Management
New Jersey
$31.7K -$102K -10,920 -74%
AIP
92
Ameritas Investment Partners
Nebraska
$27K
Legal & General Group
93
Legal & General Group
United Kingdom
$26K
PNC Financial Services Group
94
PNC Financial Services Group
Pennsylvania
$22K -$40K -4,300 -62%
FCMT
95
Founders Capital Management (Texas)
Texas
$17K +$9.31K +1,000 +100%
Simplex Trading
96
Simplex Trading
Illinois
$10K +$2.79K +300 +48%
NFSG
97
Newbridge Financial Services Group
Florida
$9K -$1.82K -195 -16%
S
98
SignatureFD
Georgia
$3K +$3.74K +402 New
MGIM
99
M&G Investment Management
United Kingdom
$2.04K +$495K +53,157 +26%
HI
100
Harbour Investments
Wisconsin
$1K -$400 -43 -35%

AXTI Hedge Fund Activity: Q3 2021 in Review

102 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2021, worth a combined $189M — down 29% from $268M a quarter earlier.

Fund positioning in AXTI was balanced in Q3 2021: 15 funds opened new positions, 15 closed out, 44 added to existing stakes and 27 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $8.08M. The largest seller was VanEck Associates, exiting entirely with an estimated $24.5M sold.

  • 102 institutional investors held AXT Inc (AXTI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $189M of AXT Inc stock for Q3 2021, down 29% quarter-over-quarter.
  • 15 funds opened new AXT Inc positions in Q3 2021 and 15 closed out, a net change of 0 holders.
  • The largest AXT Inc buyer in Q3 2021 was Wellington Management Group, an estimated $8.08M added.
  • The largest AXT Inc seller in Q3 2021 was VanEck Associates, an estimated $24.5M sold.

Based on aggregated 13F filings for Q3 2021.