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AXT Inc
AXTI

79 hedge funds and large institutions have $78.3M invested in AXT Inc in 2020 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more call options, than puts

Call options by funds: $108K | Put options by funds: $47K

1.57% more ownership

Funds ownership: 57.9% → 59.47% (+1.6%)

4% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 28

8% less funds holding

Funds holding: 86 → 79 (-7)

23% less capital invested

Capital invested by funds: $101M → $78.3M (-$22.9M)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

Holders
79
Holders Change
-7
Holders Change %
-8.14%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
27
Reduced
28
Closed
14
Calls
$108K
Puts
$47K
Net Calls
+$61K
Net Calls Change
+$95K

Top Buyers

Rank Fund Capital Flow
1
NIM
Needham Investment Management
New York
+$3.83M
2
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$1.61M
3
PCM
Portolan Capital Management
Massachusetts
+$747K
4
MAG
Millrace Asset Group
Pennsylvania
+$617K
5
WPC
White Pine Capital
Minnesota
+$538K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$2.01M
2
RA
Royce & Associates
New York
-$782K
3
Deutsche Bank
Deutsche Bank
Germany
-$694K
4
Two Sigma Investments
Two Sigma Investments
New York
-$375K
5
FP
Foundry Partners
Minnesota
-$339K
Name Holding Trade Value Shares
Change 		Change in
Stake
Marshall Wace
76
Marshall Wace
United Kingdom
– -$294K -67,608 Closed
D.E. Shaw & Co
77
D.E. Shaw & Co
New York
– -$233K -53,519 Closed
Squarepoint
78
Squarepoint
New York
– -$151K -34,653 Closed
GCP
79
GSA Capital Partners
United Kingdom
– -$139K -31,978 Closed
KBC Group
80
KBC Group
Belgium
– -$124K -28,486 Closed
ARTA
81
A.R.T. Advisors
New York
– -$110K -25,323 Closed
SIM
82
Spark Investment Management
New York
– -$71K -16,400 Closed
EGM
83
Engineers Gate Manager
New York
– -$48K -10,958 Closed
Russell Investments Group
84
Russell Investments Group
United Kingdom
– -$26K -6,185 Closed
Bank of Montreal
85
Bank of Montreal
Ontario, Canada
– -$17.9K -4,870 -98%
DA
86
Denali Advisors
California
– -$17K -3,800 Closed
Simplex Trading
87
Simplex Trading
Illinois
– -$11.7K -3,179 Closed
CG
88
Cutler Group
California
– -$4K -1,069 Closed
Group One Trading
89
Group One Trading
Illinois
– -$2.6K -706 Closed
BFEC
90
Benjamin F. Edwards & Company
Missouri
– -$1K -300 Closed
DWM
91
Darwin Wealth Management
Florida
– +$37 +10 New
1 2 3
4

AXTI Hedge Fund Activity: Q1 2020 in Review

79 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2020, worth a combined $78.3M — down 23% from $101M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of AXTI and 9 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 27 added.

The largest buyer was Needham Investment Management, adding an estimated $3.83M. The largest seller was Morgan Stanley, cutting an estimated $2.01M.

  • 79 institutional investors held AXT Inc (AXTI) as of Q1 2020, down from 86 in Q4 2019.
  • Funds reported $78.3M of AXT Inc stock for Q1 2020, down 23% quarter-over-quarter.
  • 9 funds opened new AXT Inc positions in Q1 2020 and 14 closed out, a net change of -5 holders.
  • The largest AXT Inc buyer in Q1 2020 was Needham Investment Management, an estimated $3.83M added.
  • The largest AXT Inc seller in Q1 2020 was Morgan Stanley, an estimated $2.01M sold.

Based on aggregated 13F filings for Q1 2020.