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AXT Inc
AXTI

86 hedge funds and large institutions have $101M invested in AXT Inc in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more capital invested

Capital invested by funds: $77M → $101M (+$24.3M)

4.13% more ownership

Funds ownership: 53.77% → 57.9% (+4.1%)

7% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 29

4% less funds holding

Funds holding: 90 → 86 (-4)

24% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 17

39% less call options, than puts

Call options by funds: $53K | Put options by funds: $87K

Holders
86
Holders Change
-4
Holders Change %
-4.44%
% of All Funds
1.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
27
Reduced
29
Closed
17
Calls
$53K
Puts
$87K
Net Calls
-$34K
Net Calls Change
-$163K

Top Buyers

Rank Fund Capital Flow
1
CCPM
Cooper Creek Partners Management
New York
+$2.38M
2
Morgan Stanley
Morgan Stanley
New York
+$1.98M
3
PCM
Portolan Capital Management
Massachusetts
+$1.59M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$1.45M
5
PRCP
Pacific Ridge Capital Partners
Oregon
+$983K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$1.36M
2
EIM
Essex Investment Management
Massachusetts
-$1.07M
3
Wells Fargo
Wells Fargo
California
-$1.02M
4
SFM
Systematic Financial Management
New Jersey
-$631K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$567K
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
76
Advisor Group
Arizona
$18K +$12.8K +4,000 +1,619%
DA
77
Denali Advisors
California
$17K +$12.2K +3,800 New
AIP
78
Ameritas Investment Partners
Nebraska
$14K – – –
Simplex Trading
79
Simplex Trading
Illinois
$13K +$7.58K +2,362 +289%
AF
80
Advisornet Financial
Minnesota
$9K – – –
CG
81
Cutler Group
California
$4K -$642 -200 -16%
Group One Trading
82
Group One Trading
Illinois
$3K -$18.5K -5,771 -89%
BFEC
83
Benjamin F. Edwards & Company
Missouri
$1K – – –
LWA
84
Lenox Wealth Advisors
New York
$1K – – –
EIM
85
Essex Investment Management
Massachusetts
– -$1.07M -301,635 Closed
AQR Capital Management
86
AQR Capital Management
Connecticut
– -$471K -132,245 Closed
Citadel Advisors
87
Citadel Advisors
Florida
– -$279K -78,614 Closed
DGHMC
88
Dalton, Greiner, Hartman, Maher & Co
New York
– -$209K -58,800 Closed
WAM
89
Wolverine Asset Management
Illinois
– -$178K -50,249 Closed
PA
90
Pinnacle Associates
New York
– -$166K -46,750 Closed
Prudential Financial
91
Prudential Financial
New Jersey
– -$91K -25,619 Closed
VF
92
Virtu Financial
New York
– -$48K -13,444 Closed
CS
93
Credit Suisse
Switzerland
– -$47K -13,389 Closed
Victory Capital Management
94
Victory Capital Management
Texas
– -$23K -6,354 Closed
TSW
95
Thompson Siegel & Walmsley
Virginia
– -$19K -5,400 Closed
Acadian Asset Management
96
Acadian Asset Management
Massachusetts
– -$17K -4,779 Closed
WC
97
Weil Company
California
– -$12K -3,500 Closed
TRCT
98
Tower Research Capital (TRC)
New York
– -$12K -3,442 Closed
MWNA
99
Marshall Wace North America
New York
– -$11K -3,021 Closed
BCA
100
Bray Capital Advisors
Florida
– -$6K -1,693 Closed
1 2 3
4
5

AXTI Hedge Fund Activity: Q4 2019 in Review

86 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2019, worth a combined $101M — up 32% from $77M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of AXTI and 13 opened new positions — a net loss of 4 holders — while 29 trimmed existing stakes and 27 added.

The largest buyer was Cooper Creek Partners Management, opening a new position worth an estimated $2.38M. The largest seller was Royce & Associates, cutting an estimated $1.36M.

  • 86 institutional investors held AXT Inc (AXTI) as of Q4 2019, down from 90 in Q3 2019.
  • Funds reported $101M of AXT Inc stock for Q4 2019, up 32% quarter-over-quarter.
  • 13 funds opened new AXT Inc positions in Q4 2019 and 17 closed out, a net change of -4 holders.
  • The largest AXT Inc buyer in Q4 2019 was Cooper Creek Partners Management, an estimated $2.38M added.
  • The largest AXT Inc seller in Q4 2019 was Royce & Associates, an estimated $1.36M sold.

Based on aggregated 13F filings for Q4 2019.