AXT Inc
AXTI
75 hedge funds and large institutions have $74.2M invested in AXT Inc in 2016 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 6 closing their positions.
6,900% more call options, than puts
Call options by funds: $140K | Put options by funds: $2K
250% more first-time investments, than exits
New positions opened: 21 | Existing positions closed: 6
59% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 17
47.62% more ownership
Funds ownership: 0% → 47.62% (+48%)
25% more funds holding
Funds holding: 60 → 75 (+15)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
3% less capital invested
Capital invested by funds: $76.7M → $74.2M (-$2.52M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
+$1.4M |
| 2 |
Dimensional Fund Advisors
Austin,
Texas
|
+$1.36M |
| 3 |
TCM
Timpani Capital Management
Milwaukee,
Wisconsin
|
+$1.09M |
| 4 |
Allianz Asset Management
Munich,
Germany
|
+$951K |
| 5 |
EI
EAM Investors
Solana Beach,
California
|
+$759K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AI
Ariel Investments
Chicago,
Illinois
|
-$3.54M |
| 2 |
CCM
Coe Capital Management
Highland Park,
Illinois
|
-$1.09M |
| 3 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$785K |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
-$478K |
| 5 |
New York State Common Retirement Fund
Albany,
New York
|
-$323K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SKK
76
Shepherd Kaplan Krochuk
Boston,
Massachusetts
| – | -$140K | -27,002 | Closed |
|
|
PCM
77
Prelude Capital Management
New York
| – | -$51K | -9,864 | Closed |
|
|
MFS
78
MSI Financial Services
Springfield,
Massachusetts
| – | -$6K | -1,206 | Closed |
|
79
Bank of America
Charlotte,
North Carolina
| – | -$1K | -158 | Closed |
|
AXTI Hedge Fund Activity: Q4 2016 in Review
75 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2016, worth a combined $74.2M — down 3.3% from $76.7M a quarter earlier.
Buyers outnumbered sellers: 21 funds opened new AXTI positions and 6 closed out — a net gain of 15 holders — while 27 added to existing stakes and 17 trimmed.
The largest buyer was Royce & Associates, adding an estimated $1.4M. The largest seller was Ariel Investments, cutting an estimated $3.54M.
- 75 institutional investors held AXT Inc (AXTI) as of Q4 2016, up from 60 in Q3 2016.
- Funds reported $74.2M of AXT Inc stock for Q4 2016, down 3.3% quarter-over-quarter.
- 21 funds opened new AXT Inc positions in Q4 2016 and 6 closed out, a net change of +15 holders.
- The largest AXT Inc buyer in Q4 2016 was Royce & Associates, an estimated $1.4M added.
- The largest AXT Inc seller in Q4 2016 was Ariel Investments, an estimated $3.54M sold.
Based on aggregated 13F filings for Q4 2016.