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AXT Inc

86 hedge funds and large institutions have $101M invested in AXT Inc in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more capital invested

Capital invested by funds: $77M → $101M (+$24.3M)

4.13% more ownership

Funds ownership: 53.77%57.9% (+4.1%)

7% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 29

4% less funds holding

Funds holding: 9086 (-4)

24% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 17

39% less call options, than puts

Call options by funds: $53K | Put options by funds: $87K

Holders
86
Holders Change
-4
Holders Change %
-4.44%
% of All Funds
1.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
27
Reduced
29
Closed
17
Calls
$53K
Puts
$87K
Net Calls
-$34K
Net Calls Change
-$163K
Name Holding Trade Value Shares
Change
Change in
Stake
New York State Common Retirement Fund
51
New York State Common Retirement Fund
New York
$136K
KBC Group
52
KBC Group
Belgium
$124K -$51.3K -15,964 -36%
AllianceBernstein
53
AllianceBernstein
Tennessee
$117K
ARTA
54
A.R.T. Advisors
New York
$110K -$31.5K -9,825 -28%
Manulife (Manufacturers Life Insurance)
55
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$109K -$2.78K -865 -3%
AIG
56
American International Group
New York
$105K -$652 -203 -0.8%
State Board of Administration of Florida Retirement System
57
State Board of Administration of Florida Retirement System
Florida
$101K
BFM
58
Boothbay Fund Management
New York
$85K +$62.7K +19,532 New
VOYA Investment Management
59
VOYA Investment Management
Georgia
$83K +$10.7K +3,322 +21%
BC
60
Brinker Capital
Pennsylvania
$82K -$64.5K -20,102 -52%
SIM
61
Spark Investment Management
New York
$71K +$52.7K +16,400 New
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$54K -$7.06K -2,200 -15%
LI
63
Leap Investments
Illinois
$54K +$39.6K +12,318 New
Susquehanna International Group
64
Susquehanna International Group
Pennsylvania
$50K -$47.3K -14,721 -56%
CNBT
65
Canandaigua National Bank & Trust
New York
$49K +$1.4K +436 +4%
EGM
66
Engineers Gate Manager
New York
$48K +$35.2K +10,958 New
BNP Paribas Financial Markets
67
BNP Paribas Financial Markets
France
$40K +$9.78K +3,045 +50%
Citigroup
68
Citigroup
New York
$34K +$8.37K +2,606 +50%
FCMT
69
Founders Capital Management (Texas)
Texas
$30K +$6.42K +2,000 +40%
Legal & General Group
70
Legal & General Group
United Kingdom
$26K
Russell Investments Group
71
Russell Investments Group
United Kingdom
$26K +$19.9K +6,185 New
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$22K +$5.04K +1,568 +46%
FDCDDQ
73
Federation des caisses Desjardins du Quebec
Quebec, Canada
$21.8K
First Manhattan
74
First Manhattan
New York
$21K
GRP
75
Global Retirement Partners
California
$20K

AXTI Hedge Fund Activity: Q4 2019 in Review

86 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2019, worth a combined $101M — up 32% from $77M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of AXTI and 13 opened new positions — a net loss of 4 holders — while 29 trimmed existing stakes and 27 added.

The largest buyer was Cooper Creek Partners Management, opening a new position worth an estimated $2.38M. The largest seller was Royce & Associates, cutting an estimated $1.36M.

  • 86 institutional investors held AXT Inc (AXTI) as of Q4 2019, down from 90 in Q3 2019.
  • Funds reported $101M of AXT Inc stock for Q4 2019, up 32% quarter-over-quarter.
  • 13 funds opened new AXT Inc positions in Q4 2019 and 17 closed out, a net change of -4 holders.
  • The largest AXT Inc buyer in Q4 2019 was Cooper Creek Partners Management, an estimated $2.38M added.
  • The largest AXT Inc seller in Q4 2019 was Royce & Associates, an estimated $1.36M sold.

Based on aggregated 13F filings for Q4 2019.