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AXT Inc
AXTI

60 hedge funds and large institutions have $76.7M invested in AXT Inc in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 5

75% more capital invested

Capital invested by funds: $43.7M → $76.7M (+$33M)

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

30% more funds holding

Funds holding: 46 → 60 (+14)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
60
Holders Change
+14
Holders Change %
+30.43%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
19
Reduced
12
Closed
5
Calls
$91K
Puts
–
Net Calls
+$91K
Net Calls Change
-$152K

Top Buyers

Rank Fund Capital Flow
1
EIM
Essex Investment Management
Massachusetts
+$766K
2
Wells Fargo
Wells Fargo
California
+$693K
3
OAM
Oxford Asset Management
United Kingdom
+$657K
4
CAM
ClariVest Asset Management
California
+$453K
5
Renaissance Technologies
Renaissance Technologies
New York
+$451K

Top Sellers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
-$1.65M
2
RA
Royce & Associates
New York
-$212K
3
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$208K
4
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
-$207K
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$126K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$339K +$148K +36,542 +127%
Acadian Asset Management
27
Acadian Asset Management
Massachusetts
$306K +$37.2K +9,193 +19%
Arrowstreet Capital
28
Arrowstreet Capital
Massachusetts
$274K +$34.4K +8,500 +19%
Franklin Resources
29
Franklin Resources
California
$274K +$214K +52,881 New
MHP
30
Manatuck Hill Partners
Connecticut
$260K +$162K +40,000 +400%
Goldman Sachs
31
Goldman Sachs
New York
$250K +$195K +48,109 New
VKH
32
Virtu KCG Holdings
New York
$220K +$69.4K +17,151 +68%
Bank of New York Mellon
33
Bank of New York Mellon
New York
$178K -$126K -31,177 -48%
Millennium Management
34
Millennium Management
New York
$172K +$134K +33,224 New
SKK
35
Shepherd Kaplan Krochuk
Massachusetts
$140K +$109K +27,002 New
BGIM
36
Brandywine Global Investment Management
Pennsylvania
$132K – – –
TC
37
TFS Capital
Pennsylvania
$125K +$37.8K +9,337 +63%
PAM
38
Panagora Asset Management
Massachusetts
$120K +$93.5K +23,118 New
CMBA
39
C.M. Bidwell & Associates
Hawaii
$119K +$93.1K +23,025 New
AIM
40
Alambic Investment Management
California
$107K +$32.4K +8,000 +63%
GCP
41
GSA Capital Partners
United Kingdom
$105K +$81.7K +20,200 New
Citadel Advisors
42
Citadel Advisors
Florida
$99K +$77.3K +19,110 New
State Street
43
State Street
Massachusetts
$97K – – –
JP Morgan Chase
44
JP Morgan Chase
New York
$97K +$25.4K +6,276 +51%
Invesco
45
Invesco
Georgia
$87K +$67.8K +16,769 New
AIM
46
Acrospire Investment Management
Illinois
$61K +$47.8K +11,823 New
Nordea Investment Management
47
Nordea Investment Management
Sweden
$59K +$46.1K +11,411 New
PCM
48
Prelude Capital Management
New York
$51K +$39.9K +9,864 New
Walleye Trading
49
Walleye Trading
New York
$45K -$40.4K -10,000 -54%
NFA
50
Nationwide Fund Advisors
Ohio
$39K +$11.3K +2,800 +59%
1
2
3

AXTI Hedge Fund Activity: Q3 2016 in Review

60 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2016, worth a combined $76.7M — up 75% from $43.7M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AXTI positions and 5 closed out — a net gain of 14 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Essex Investment Management, opening a new position worth an estimated $766K. The largest seller was Ariel Investments, cutting an estimated $1.65M.

  • 60 institutional investors held AXT Inc (AXTI) as of Q3 2016, up from 46 in Q2 2016.
  • Funds reported $76.7M of AXT Inc stock for Q3 2016, up 75% quarter-over-quarter.
  • 19 funds opened new AXT Inc positions in Q3 2016 and 5 closed out, a net change of +14 holders.
  • The largest AXT Inc buyer in Q3 2016 was Essex Investment Management, an estimated $766K added.
  • The largest AXT Inc seller in Q3 2016 was Ariel Investments, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2016.