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Axos Financial
AX

Overview Fund Activity

137 hedge funds and large institutions have $516M invested in Axos Financial in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 45 increasing their positions, 43 reducing their positions, and 12 closing their positions.

Holders
137
Holders Change
+28
Holders Change %
+25.69%
% of All Funds
4.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
41
Increased
45
Reduced
43
Closed
12
Calls
$10M
Puts
$25M
Net Calls
-$15M
Net Calls Change
-$7.81M

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$43.2M
2
Renaissance Technologies
2
Renaissance Technologies
New York
$49.3M
3
PM
3
Pembroke Management
Quebec, Canada
$21.4M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$25.2M
5
Principal Financial Group
5
Principal Financial Group
Iowa
$4.46M

Top Sellers

1
RA
1
Royce & Associates
New York
$9.87M
2
ACMM
2
Arbor Capital Management (Minnesota)
Minnesota
$15.6M
3
GGHC
3
Gilder Gagnon Howe & Co
New York
$33.3M
4
OAM
4
Oberweis Asset Management
Illinois
$3.53M
5
PCM
5
Perritt Capital Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
101
Spot Trading
Illinois
$313K +$313K +19,336 New
CA
102
Commerzbank Aktiengesellschaft
Germany
$308K +$308K +19,036 New
State Board of Administration of Florida Retirement System
103
State Board of Administration of Florida Retirement System
Florida
$304K +$9.72K +600 +3%
MTIP
104
Magee Thomson Investment Partners
California
$287K -$111K -6,856 -28%
Thrivent Financial for Lutherans
105
Thrivent Financial for Lutherans
Minnesota
$279K +$279K +17,200 New
MWNA
106
Marshall Wace North America
New York
$273K -$1.72M -105,744 -86%
First Trust Advisors
107
First Trust Advisors
Illinois
$249K -$819K -50,552 -77%
AA
108
ALPS Advisors
Colorado
$243K +$243K +15,008 New
PRHC
109
P.R. Herzig & Co
New York
$227K +$227K +14,000 New
Goldman Sachs
110
Goldman Sachs
New York
$225K +$225K +13,892 New
Susquehanna International Group
111
Susquehanna International Group
Pennsylvania
$221K +$221K +13,624 New
BNP Paribas Financial Markets
112
BNP Paribas Financial Markets
France
$216K +$216K +13,320 New
SG Americas Securities
113
SG Americas Securities
New York
$208K +$208K +12,852 New
TRCT
114
Tower Research Capital (TRC)
New York
$180K +$173K +10,664 +2,469%
DADC
115
D.A. Davidson & Co
Montana
$146K +$146K +9,076 New
AAM
116
Advisors Asset Management
Colorado
$137K +$66.5K +4,088 +94%
FNBT
117
FineMark National Bank & Trust
Florida
$130K +$130K +8,000 New
MSA
118
Mason Street Advisors
Wisconsin
$114K +$114K +7,028 New
U
119
UBS
Switzerland
$99K +$78.8K +4,840 +390%
OA
120
OFI Advisors
Pennsylvania
$98K +$57.3K +3,536 +141%
Teacher Retirement System of Texas
121
Teacher Retirement System of Texas
Texas
$92K +$43.8K +2,700 +91%
PI
122
PineBridge Investments
New York
$90K +$90K +5,508 New
LTFS
123
Ladenburg Thalmann Financial Services
Florida
$81K – – –
Schroder Investment Management Group
124
Schroder Investment Management Group
United Kingdom
$78.4K +$78.4K +4,840 New
Citigroup
125
Citigroup
New York
$74K +$17.3K +1,068 +30%
2 3 4
5
6