We are live on ! Find out more
AX icon

Axos Financial
AX

137 hedge funds and large institutions have $516M invested in Axos Financial in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 45 increasing their positions, 43 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

242% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 12

44% more capital invested

Capital invested by funds: $358M → $516M (+$159M)

26% more funds holding

Funds holding: 109 → 137 (+28)

5% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 43

60% less call options, than puts

Call options by funds: $10M | Put options by funds: $25M

Holders
137
Holders Change
+28
Holders Change %
+25.69%
% of All Funds
4.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
41
Increased
45
Reduced
43
Closed
12
Calls
$10M
Puts
$25M
Net Calls
-$14.9M
Net Calls Change
-$7.81M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$21.6M
2
Renaissance Technologies
Renaissance Technologies
New York
+$9.34M
3
PM
Pembroke Management
Quebec, Canada
+$7.49M
4
PG
PEAK6 Group
Illinois
+$6.21M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$4.46M

Top Sellers

1
RA
Royce & Associates
New York
-$12.6M
2
ACMM
Arbor Capital Management (Minnesota)
Minnesota
-$9.51M
3
GGHC
Gilder Gagnon Howe & Co
New York
-$6.84M
4
OAM
Oberweis Asset Management
Illinois
-$6.36M
5
PCM
Perritt Capital Management
Illinois
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
ST
101
Spot Trading
Illinois
$313K +$288K +19,336 New
CA
102
Commerzbank Aktiengesellschaft
Germany
$308K +$284K +19,036 New
State Board of Administration of Florida Retirement System
103
State Board of Administration of Florida Retirement System
Florida
$304K +$8.94K +600 +3%
MTIP
104
Magee Thomson Investment Partners
California
$287K -$102K -6,856 -28%
Thrivent Financial for Lutherans
105
Thrivent Financial for Lutherans
Minnesota
$279K +$256K +17,200 New
MWNA
106
Marshall Wace North America
New York
$273K -$1.58M -105,744 -86%
First Trust Advisors
107
First Trust Advisors
Illinois
$249K -$753K -50,552 -77%
AA
108
ALPS Advisors
Colorado
$243K +$224K +15,008 New
PRHC
109
P.R. Herzig & Co
New York
$227K +$209K +14,000 New
Goldman Sachs
110
Goldman Sachs
New York
$225K +$207K +13,892 New
Susquehanna International Group
111
Susquehanna International Group
Pennsylvania
$221K +$203K +13,624 New
BNP Paribas Financial Markets
112
BNP Paribas Financial Markets
France
$216K +$198K +13,320 New
SG Americas Securities
113
SG Americas Securities
New York
$208K +$191K +12,852 New
TRCT
114
Tower Research Capital (TRC)
New York
$180K +$159K +10,664 +2,469%
DADC
115
D.A. Davidson & Co
Montana
$146K +$135K +9,076 New
AAM
116
Advisors Asset Management
Colorado
$137K +$60.9K +4,088 +94%
FNBT
117
FineMark National Bank & Trust
Florida
$130K +$119K +8,000 New
MSA
118
Mason Street Advisors
Wisconsin
$114K +$105K +7,028 New
U
119
UBS
Switzerland
$99K +$72.1K +4,840 +390%
OA
120
OFI Advisors
Pennsylvania
$98K +$52.7K +3,536 +141%
Teacher Retirement System of Texas
121
Teacher Retirement System of Texas
Texas
$92K +$40.2K +2,700 +91%
PI
122
PineBridge Investments
New York
$90K +$82K +5,508 New
LTFS
123
Ladenburg Thalmann Financial Services
Florida
$81K – – –
Schroder Investment Management Group
124
Schroder Investment Management Group
United Kingdom
$78.4K +$72.1K +4,840 New
Citigroup
125
Citigroup
New York
$74K +$15.9K +1,068 +30%
2 3 4
5
6

AX Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2013, worth a combined $516M — up 44% from $358M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new AX positions and 12 closed out — a net gain of 29 holders — while 45 added to existing stakes and 43 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $21.6M. The largest seller was Royce & Associates, cutting an estimated $12.6M.

  • 137 institutional investors held Axos Financial (AX) as of Q3 2013, up from 109 in Q2 2013.
  • Funds reported $516M of Axos Financial stock for Q3 2013, up 44% quarter-over-quarter.
  • 41 funds opened new Axos Financial positions in Q3 2013 and 12 closed out, a net change of +29 holders.
  • The largest Axos Financial buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $21.6M added.
  • The largest Axos Financial seller in Q3 2013 was Royce & Associates, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2013.