P.R. Herzig & Co’s Axos Financial AX Stock Holding History

P.R. Herzig & Co’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-14,000	Closed	-$227K	–	67
2013 Q3	$227K	Buy	+14,000	New	+$209K	0.3%	57

Other funds holding AX

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

GGHC

Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Weatherbie Capital Boston, Massachusetts $797M AUM 23.31% 1-Year Est. Return

Shaker Investments Cleveland, Ohio $278M AUM 69.83% 1-Year Est. Return

Gerstein Fisher New York $811M AUM 13.96% 1-Year Est. Return

P.R. Herzig & Co's AX Position: Q4 2013 in Review

P.R. Herzig & Co sold out of Axos Financial (AX) in Q4 2013, closing a stake of 14,000 shares — an estimated $227K sold.

P.R. Herzig & Co first reported a position in AX in Q3 2013 and held it in 1 quarter. The position peaked at $227K in Q3 2013. 142 funds tracked by Wall St. Rank hold AX as of Q4 2013.

P.R. Herzig & Co reported no remaining Axos Financial position as of Q4 2013 after selling out during the quarter.
P.R. Herzig & Co sold 14,000 Axos Financial shares in Q4 2013, an estimated $227K.
P.R. Herzig & Co first reported a position in Axos Financial in Q3 2013 and held it in 1 quarter.
P.R. Herzig & Co's Axos Financial position peaked at $227K in Q3 2013.
142 funds tracked by Wall St. Rank held Axos Financial as of Q4 2013.

Based on P.R. Herzig & Co's 13F filing for Q4 2013, filed 9 Jan 2014.