UBS’s Axos Financial AX Stock Holding History

UBS’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$289K	Buy	15,892 +5,992	+61%	+$113K	﹤0.01%	4804
2014 Q2	$182K	Sell	9,900 -2,996	-23%	-$59K	﹤0.01%	5242
2014 Q1	$276K	Buy	12,896 +6,940	+117%	+$149K	﹤0.01%	4839
2013 Q4	$116K	Sell	5,956 -124	-2%	-$2.23K	﹤0.01%	5895
2013 Q3	$99K	Buy	6,080 +4,840	+390%	+$72.1K	﹤0.01%	6029
2013 Q2	$14K	Buy	+1,240	New	+$12.9K	﹤0.01%	8262

Other funds holding AX

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $637M AUM 40.98% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Weatherbie Capital Boston, Massachusetts $797M AUM 23.31% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

TCM

TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return

TCP

TAMRO Capital Partners Alexandria, Virginia $369M AUM 1.2% 1-Year Est. Return

UBS's AX Position: Q3 2014 in Review

UBS increased its Axos Financial (AX) stake by 61% in Q3 2014, buying an estimated $113K and bringing the position to 15,892 shares worth $289K. The position accounts for ﹤0.01% of the portfolio, ranked #4804.

UBS first reported a position in AX in Q2 2013 and has held it in 6 quarters since. 152 funds tracked by Wall St. Rank hold AX as of Q3 2014.

UBS held 15,892 shares of Axos Financial worth $289K as of Q3 2014.
UBS bought 5,992 Axos Financial shares in Q3 2014, an estimated $113K.
Axos Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4804 holding.
UBS first reported a position in Axos Financial in Q2 2013 and has held it in 6 quarters since.
152 funds tracked by Wall St. Rank held Axos Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.