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UBS’s Axos Financial AX Stock Holding History

UBS’s Portfolio AX Stock Details AX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$531K Buy
29,200
+17,200
+143% +$325K ﹤0.01% 4205
2014
Q2 		$220K Buy
12,000
+10,000
+500% +$197K ﹤0.01% 5050
2014
Q1 		$43K Buy
2,000
+1,600
+400% +$34.4K ﹤0.01% 7038
2013
Q4 		$8K Hold
400
– – ﹤0.01% 9171
2013
Q3 		$6K Buy
+400
New +$5.96K ﹤0.01% 9231

Other funds holding AX

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $637M AUM 40.98% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
WC
Weatherbie Capital Boston, Massachusetts $797M AUM 23.31% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
TCP
TAMRO Capital Partners Alexandria, Virginia $369M AUM 1.2% 1-Year Est. Return

UBS's AX Position: Q3 2014 in Review

UBS increased its Axos Financial (AX) stake by 61% in Q3 2014, buying an estimated $113K and bringing the position to 15,892 shares worth $289K. The position accounts for ﹤0.01% of the portfolio, ranked #4804.

UBS first reported a position in AX in Q2 2013 and has held it in 6 quarters since. 152 funds tracked by Wall St. Rank hold AX as of Q3 2014.

  • UBS held 15,892 shares of Axos Financial worth $289K as of Q3 2014.
  • UBS bought 5,992 Axos Financial shares in Q3 2014, an estimated $113K.
  • Axos Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4804 holding.
  • UBS first reported a position in Axos Financial in Q2 2013 and has held it in 6 quarters since.
  • 152 funds tracked by Wall St. Rank held Axos Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.