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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
AA
151
AlphaMark Advisors
Kentucky
$247K +$80.8K +1,585 +39%
ACA
152
Aptus Capital Advisors
Alabama
$242K -$8.31K -163 -3%
PSF
153
Pacific Sun Financial
California
$236K +$26.3K +515 +11%
CAM
154
Concorde Asset Management
Michigan
$235K +$272K +5,330 New
BMCM
155
Bryn Mawr Capital Management
Pennsylvania
$213K +$247K +4,847 New
FI
156
FormulaFolio Investments
Michigan
$210K -$30.8K -604 -11%
CG
157
Caprock Group
Idaho
$208K -$93.9K -1,842 -28%
RIA
158
Realta Investment Advisors
Delaware
$201K -$45.9K -900 -16%
Simplex Trading
159
Simplex Trading
Illinois
$174K +$202K +3,956 New
AssetMark Inc
160
AssetMark Inc
California
$170K +$90.9K +1,783 +86%
BAM
161
Belpointe Asset Management
Nevada
$164K +$190K +3,722 New
AF
162
Allworth Financial
California
$149K -$20.8K -408 -11%
UBS Group
163
UBS Group
Switzerland
$148K +$36.2K +710 +27%
BCM
164
Bourgeon Capital Management
Connecticut
$129K
BEI
165
Benjamin Edwards Inc
Missouri
$128K +$148K +2,904 New
VCP
166
Verus Capital Partners
Arizona
$119K +$66K +1,295 +92%
CFGS
167
Concourse Financial Group Securities
Alabama
$115K +$75.3K +1,477 +129%
SFS
168
Sowell Financial Services
Arkansas
$110K +$5.96K +117 +5%
PNC Financial Services Group
169
PNC Financial Services Group
Pennsylvania
$109K +$29.5K +579 +31%
BNP Paribas Financial Markets
170
BNP Paribas Financial Markets
France
$108K +$126K +2,464 New
CF
171
Centaurus Financial
California
$101K +$5.56K +109 +5%
PCG
172
Private Capital Group
Connecticut
$99K
WAP
173
Wealthcare Advisory Partners
Pennsylvania
$74K +$64K +1,256 +303%
US Bancorp
174
US Bancorp
Minnesota
$68K -$23.2K -456 -23%
FANJ
175
Financial Architects (New Jersey)
New Jersey
$62K +$5.76K +113 +9%

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.