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ARK Innovation ETF
ARKK

620 hedge funds and large institutions have $3.92B invested in ARK Innovation ETF in 2023 Q1 according to their latest regulatory filings, with 110 funds opening new positions, 185 increasing their positions, 211 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more funds holding in top 10

Funds holding in top 10: 10 → 17 (+7)

61% more capital invested

Capital invested by funds: $2.43B → $3.92B (+$1.49B)

59% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 69

14.81% more ownership

Funds ownership: 36.31% → 51.12% (+15%)

4% more funds holding

Funds holding: 595 → 620 (+25)

12% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 211

32% less call options, than puts

Call options by funds: $1.08B | Put options by funds: $1.59B

Holders
620
Holders Change
+25
Holders Change %
+4.2%
% of All Funds
9.88%
Holding in Top 10
17
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+70%
% of All Funds
0.27%
New
110
Increased
185
Reduced
211
Closed
69
Calls
$1.08B
Puts
$1.59B
Net Calls
-$512M
Net Calls Change
-$831M

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$253M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$190M
3
Jane Street
Jane Street
New York
+$177M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$154M
5
Citigroup
Citigroup
New York
+$146M

Top Sellers

Rank Fund Capital Flow
1
LOAMU
Lombard Odier Asset Management (USA)
New York
-$28.7M
2
Citadel Advisors
Citadel Advisors
Florida
-$22M
3
Group One Trading
Group One Trading
Illinois
-$19.8M
4
JP Morgan Chase
JP Morgan Chase
New York
-$15.9M
5
Millennium Management
Millennium Management
New York
-$15.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWM
101
Purus Wealth Management
California
$3.16M -$15K -392 -0.5%
AFP
102
Ausdal Financial Partners
Iowa
$3.13M -$1.13M -29,617 -28%
Millennium Management
103
Millennium Management
New York
$3.04M -$15.9M -415,454 -85%
SPIA
104
Steward Partners Investment Advisory
New York
$2.96M +$234K +6,097 +9%
Thrivent Financial for Lutherans
105
Thrivent Financial for Lutherans
Minnesota
$2.91M +$97K +2,531 +4%
Carson Wealth (CWM LLC)
106
Carson Wealth (CWM LLC)
Nebraska
$2.87M +$281K +7,323 +11%
SC
107
Scotia Capital
Ontario, Canada
$2.8M -$190K -4,952 -7%
MYIA
108
Mount Yale Investment Advisors
Colorado
$2.72M +$173K +4,526 +7%
OC
109
Oppenheimer & Co
New York
$2.69M -$169K -4,421 -6%
Janney Montgomery Scott
110
Janney Montgomery Scott
Pennsylvania
$2.68M -$1.01M -26,337 -28%
HAS
111
HBW Advisory Services
California
$2.49M +$129K +3,363 +6%
SAF
112
Smith Anglin Financial
Texas
$2.46M -$191K -4,978 -8%
IFG
113
Independent Financial Group
California
$2.44M +$1.17M +30,484 +102%
GBWM
114
Granite Bay Wealth Management
New Hampshire
$2.4M +$48.7K +1,271 +2%
EH
115
Equitable Holdings
New York
$2.37M -$2.04M -53,149 -47%
RB
116
Richmond Brothers
Michigan
$2.36M -$436K -11,371 -16%
AAS
117
Avantax Advisory Services
Texas
$2.32M -$181K -4,722 -8%
BCM
118
Bayesian Capital Management
New York
$2.27M +$337K +8,800 +19%
YC
119
Yarbrough Capital
Tennessee
$2.27M +$2.12M +55,288 +6,226%
SIAG
120
Safeguard Investment Advisory Group
California
$2.26M -$190K -4,964 -8%
TWC
121
TD Waterhouse Canada
Ontario, Canada
$2.15M -$8.78K -229 -0.5%
FIA
122
Foundations Investment Advisors
Arizona
$2.12M -$99.8K -2,604 -5%
SCA
123
Sassicaia Capital Advisers
New York
$2.11M +$2M +52,200 New
WAG
124
Winthrop Advisory Group
Massachusetts
$2.03M +$123K +3,198 +7%
Creative Planning
125
Creative Planning
Kansas
$2.02M -$208K -5,429 -10%
3 4
5
6 7

ARKK Hedge Fund Activity: Q1 2023 in Review

620 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2023, worth a combined $3.92B — up 61% from $2.43B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new ARKK positions and 69 closed out — a net gain of 41 holders — while 185 added to existing stakes and 211 trimmed.

The largest buyer was Wells Fargo, adding an estimated $253M. The largest seller was Lombard Odier Asset Management (USA), exiting entirely with an estimated $28.7M sold.

  • 620 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2023, up from 595 in Q4 2022.
  • Funds reported $3.92B of ARK Innovation ETF stock for Q1 2023, up 61% quarter-over-quarter.
  • 110 funds opened new ARK Innovation ETF positions in Q1 2023 and 69 closed out, a net change of +41 holders.
  • The largest ARK Innovation ETF buyer in Q1 2023 was Wells Fargo, an estimated $253M added.
  • The largest ARK Innovation ETF seller in Q1 2023 was Lombard Odier Asset Management (USA), an estimated $28.7M sold.

Based on aggregated 13F filings for Q1 2023.