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ARK Innovation ETF
ARKK

833 hedge funds and large institutions have $8.49B invested in ARK Innovation ETF in 2021 Q2 according to their latest regulatory filings, with 123 funds opening new positions, 372 increasing their positions, 243 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more first-time investments, than exits

New positions opened: 123 | Existing positions closed: 74

53% more repeat investments, than reductions

Existing positions increased: 372 | Existing positions reduced: 243

14% more capital invested

Capital invested by funds: $7.46B → $8.49B (+$1.03B)

5% more funds holding

Funds holding: 791 → 833 (+42)

0.97% less ownership

Funds ownership: 34.27% → 33.3% (-0.97%)

8% less funds holding in top 10

Funds holding in top 10: 71 → 65 (-6)

51% less call options, than puts

Call options by funds: $2.5B | Put options by funds: $5.14B

Holders
833
Holders Change
+42
Holders Change %
+5.31%
% of All Funds
14.5%
Holding in Top 10
65
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-8.45%
% of All Funds
1.13%
New
123
Increased
372
Reduced
243
Closed
74
Calls
$2.5B
Puts
$5.14B
Net Calls
-$2.64B
Net Calls Change
+$701M

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
+$159M
2
HF
HRT Financial
New York
+$93.3M
3
Barclays
Barclays
United Kingdom
+$72M
4
Millennium Management
Millennium Management
New York
+$65.6M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$48.6M

Top Sellers

1
FP
Financial Perspectives
Minnesota
-$160M
2
Bank of America
Bank of America
North Carolina
-$128M
3
Jane Street
Jane Street
New York
-$74M
4
CAM
Cresset Asset Management
Illinois
-$68.1M
5
OAC
OMERS Administration Corp
Ontario, Canada
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Walleye Trading
851
Walleye Trading
New York
– -$2.4M -20,571 Closed
IP
852
Interval Partners
New York
– -$2.16M -17,971 Closed
IMC Chicago
853
IMC Chicago
Illinois
– -$1.85M -15,842 Closed
PCMM
854
Piedmont Capital Management (Montana)
Montana
– -$1.81M -15,827 Closed
AF
855
Apexium Financial
Texas
– -$1.51M -12,573 Closed
SSA
856
Schonfeld Strategic Advisors
New York
– -$1.35M -11,225 Closed
DS
857
DRW Securities
Illinois
– -$1.28M -10,697 Closed
SRAM
858
Spouting Rock Asset Management
Pennsylvania
– -$1.27M -10,627 Closed
KOC
859
Koss-Olinger Consulting
Florida
– -$1.06M -8,800 Closed
SAM
860
Secure Asset Management
Michigan
– -$1.01M -8,409 Closed
Verition Fund Management
861
Verition Fund Management
Connecticut
– -$828K -6,900 Closed
QC
862
QCM Cayman
Texas
– -$802K -6,686 Closed
SCA
863
Sassicaia Capital Advisers
New York
– -$756K -6,300 Closed
SFG
864
SageGuard Financial Group
Tennessee
– -$688K -5,699 Closed
YIH
865
Y-Intercept (HK)
Hong Kong
– -$597K -5,219 Closed
TIAM2
866
Tru Independence Asset Management 2
Oregon
– -$577K -4,807 Closed
FA
867
FMA Advisory
Pennsylvania
– -$571K -4,758 Closed
TCWM
868
Total Clarity Wealth Management
Illinois
– -$516K -4,298 Closed
FCC
869
Florin Court Capital
United Kingdom
– -$504K -4,200 Closed
IFS
870
Ifrah Financial Services
Arkansas
– -$480K -4,000 Closed
CWMU
871
Caliber Wealth Management (Utah)
Utah
– -$442K -3,688 Closed
NAM
872
NorthCoast Asset Management
Connecticut
– -$377K -3,139 Closed
FC
873
Ferris Capital
Massachusetts
– -$359K -2,991 Closed
AWA
874
Artemis Wealth Advisors
New York
– -$323K -2,692 Closed
Ameriprise
875
Ameriprise
Minnesota
– -$321K -2,680 Closed
33 34
35
36 37

ARKK Hedge Fund Activity: Q2 2021 in Review

833 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q2 2021, worth a combined $8.49B — up 14% from $7.46B a quarter earlier.

Buyers outnumbered sellers: 123 funds opened new ARKK positions and 74 closed out — a net gain of 49 holders — while 372 added to existing stakes and 243 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $159M. The largest seller was Financial Perspectives, cutting an estimated $160M.

  • 833 institutional investors held ARK Innovation ETF (ARKK) as of Q2 2021, up from 791 in Q1 2021.
  • Funds reported $8.49B of ARK Innovation ETF stock for Q2 2021, up 14% quarter-over-quarter.
  • 123 funds opened new ARK Innovation ETF positions in Q2 2021 and 74 closed out, a net change of +49 holders.
  • The largest ARK Innovation ETF buyer in Q2 2021 was Goldman Sachs, an estimated $159M added.
  • The largest ARK Innovation ETF seller in Q2 2021 was Financial Perspectives, an estimated $160M sold.

Based on aggregated 13F filings for Q2 2021.