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ARK Innovation ETF
ARKK

833 hedge funds and large institutions have $8.49B invested in ARK Innovation ETF in 2021 Q2 according to their latest regulatory filings, with 123 funds opening new positions, 372 increasing their positions, 243 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more first-time investments, than exits

New positions opened: 123 | Existing positions closed: 74

53% more repeat investments, than reductions

Existing positions increased: 372 | Existing positions reduced: 243

14% more capital invested

Capital invested by funds: $7.46B → $8.49B (+$1.03B)

5% more funds holding

Funds holding: 791 → 833 (+42)

0.97% less ownership

Funds ownership: 34.27% → 33.3% (-0.97%)

8% less funds holding in top 10

Funds holding in top 10: 71 → 65 (-6)

51% less call options, than puts

Call options by funds: $2.5B | Put options by funds: $5.14B

Holders
833
Holders Change
+42
Holders Change %
+5.31%
% of All Funds
14.5%
Holding in Top 10
65
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-8.45%
% of All Funds
1.13%
New
123
Increased
372
Reduced
243
Closed
74
Calls
$2.5B
Puts
$5.14B
Net Calls
-$2.64B
Net Calls Change
+$701M

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
+$159M
2
HF
HRT Financial
New York
+$93.3M
3
Barclays
Barclays
United Kingdom
+$72M
4
Millennium Management
Millennium Management
New York
+$65.6M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$48.6M

Top Sellers

1
FP
Financial Perspectives
Minnesota
-$160M
2
Bank of America
Bank of America
North Carolina
-$128M
3
Jane Street
Jane Street
New York
-$74M
4
CAM
Cresset Asset Management
Illinois
-$68.1M
5
OAC
OMERS Administration Corp
Ontario, Canada
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
826
Rain Capital Management
Oregon
$1K – – –
VCM
827
Versant Capital Management
Arizona
$1K – – –
WLPWM
828
Walled Lake Planning & Wealth Management
Illinois
$1K – – –
DAM
829
Delta Asset Management
Tennessee
$1K +$583 +5 New
M
830
MOTCO
Texas
$1K +$1.05K +9 New
SWA
831
Sutton Wealth Advisors
Florida
$654 – – –
WIM
832
Westside Investment Management
California
$28 – – –
BBHC
833
Brown Brothers Harriman & Co
New York
$3 +$2.8K +24 New
OAC
834
OMERS Administration Corp
Ontario, Canada
– -$34.7M -289,109 Closed
MC
835
Maplelane Capital
New York
– -$30.5M -254,000 Closed
SAS
836
SMI Advisory Services
Indiana
– -$22.8M -190,113 Closed
Alyeska Investment Group
837
Alyeska Investment Group
Illinois
– -$17.7M -147,386 Closed
PWM
838
PRW Wealth Management
Massachusetts
– -$16.8M -140,212 Closed
SVCP
839
Silicon Valley Capital Partners
California
– -$11.5M -95,747 Closed
PS
840
Portfolio Strategies
New York
– -$6.82M -56,876 Closed
Wellington Management Group
841
Wellington Management Group
Massachusetts
– -$6.8M -56,700 Closed
HI
842
HBK Investments
Texas
– -$5.82M -48,496 Closed
GCA
843
Genesee Capital Advisors
New York
– -$5.13M -42,753 Closed
KLC
844
Kent Lake Capital
Nevada
– -$4.79M -39,964 Closed
SMF
845
Sterling Manor Financial
New York
– -$4.57M -38,098 Closed
Qube Research & Technologies (QRT)
846
Qube Research & Technologies (QRT)
United Kingdom
– -$4.33M -36,059 Closed
SC
847
Sculptor Capital
New York
– -$3.77M -31,400 Closed
MFG
848
Menard Financial Group
Texas
– -$3.38M -28,215 Closed
CTC (Chicago Trading Company)
849
CTC (Chicago Trading Company)
Illinois
– -$3.13M -26,856 Closed
FP
850
Fiduciary Planning
Florida
– -$2.9M -24,158 Closed
32 33
34
35 36

ARKK Hedge Fund Activity: Q2 2021 in Review

833 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q2 2021, worth a combined $8.49B — up 14% from $7.46B a quarter earlier.

Buyers outnumbered sellers: 123 funds opened new ARKK positions and 74 closed out — a net gain of 49 holders — while 372 added to existing stakes and 243 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $159M. The largest seller was Financial Perspectives, cutting an estimated $160M.

  • 833 institutional investors held ARK Innovation ETF (ARKK) as of Q2 2021, up from 791 in Q1 2021.
  • Funds reported $8.49B of ARK Innovation ETF stock for Q2 2021, up 14% quarter-over-quarter.
  • 123 funds opened new ARK Innovation ETF positions in Q2 2021 and 74 closed out, a net change of +49 holders.
  • The largest ARK Innovation ETF buyer in Q2 2021 was Goldman Sachs, an estimated $159M added.
  • The largest ARK Innovation ETF seller in Q2 2021 was Financial Perspectives, an estimated $160M sold.

Based on aggregated 13F filings for Q2 2021.