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ARK Innovation ETF
ARKK

791 hedge funds and large institutions have $7.46B invested in ARK Innovation ETF in 2021 Q1 according to their latest regulatory filings, with 224 funds opening new positions, 380 increasing their positions, 157 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

184% more first-time investments, than exits

New positions opened: 224 | Existing positions closed: 79

142% more repeat investments, than reductions

Existing positions increased: 380 | Existing positions reduced: 157

21% more capital invested

Capital invested by funds: $6.18B → $7.46B (+$1.28B)

21% more funds holding

Funds holding: 656 → 791 (+135)

0.64% less ownership

Funds ownership: 34.9% → 34.27% (-0.64%)

4% less funds holding in top 10

Funds holding in top 10: 74 → 71 (-3)

60% less call options, than puts

Call options by funds: $2.27B | Put options by funds: $5.6B

Holders
791
Holders Change
+135
Holders Change %
+20.58%
% of All Funds
13.89%
Holding in Top 10
71
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-4.05%
% of All Funds
1.25%
New
224
Increased
380
Reduced
157
Closed
79
Calls
$2.27B
Puts
$5.6B
Net Calls
-$3.34B
Net Calls Change
-$2.63B

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$417M
2
Goldman Sachs
Goldman Sachs
New York
+$189M
3
FP
Financial Perspectives
Minnesota
+$186M
4
Morgan Stanley
Morgan Stanley
New York
+$166M
5
SDH
Sloy Dahl & Holst
Washington
+$143M

Top Sellers

Rank Fund Capital Flow
1
PCG
Park Capital Group
California
-$44.7M
2
FI
FormulaFolio Investments
Michigan
-$34.8M
3
AWA
Artemis Wealth Advisors
New York
-$24.9M
4
RJA
Raymond James & Associates
Florida
-$24.6M
5
AAM
Ascension Asset Management
New York
-$22M
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
801
Hollencrest Capital Management
California
– -$4.03M -32,372 Closed
PAMP
802
Polar Asset Management Partners
Ontario, Canada
– -$3.04M -24,400 Closed
CCFM
803
Clear Creek Financial Management
Washington
– -$2.92M -23,502 Closed
AA
804
Argent Advisors
Louisiana
– -$2.46M -19,741 Closed
FEM
805
Fulcrum Equity Management
Texas
– -$2.37M -19,003 Closed
CC
806
Claybrook Capital
Massachusetts
– -$2.2M -17,695 Closed
PHS
807
Pekin Hardy Strauss
Illinois
– -$1.94M -15,565 Closed
Allianz Asset Management
808
Allianz Asset Management
Germany
– -$2.05M -15,122 Closed
PFG
809
Pacific Financial Group
Washington
– -$1.85M -14,861 Closed
M&T Bank
810
M&T Bank
New York
– -$1.68M -13,530 Closed
Belvedere Trading
811
Belvedere Trading
Illinois
– -$1.66M -13,329 Closed
AWM
812
Apollon Wealth Management
South Carolina
– -$1.52M -12,194 Closed
WFA
813
Websterrogers Financial Advisors
South Carolina
– -$1.43M -9,780 Closed
PP
814
Paloma Partners
Connecticut
– -$1.08M -8,649 Closed
Balyasny Asset Management
815
Balyasny Asset Management
Illinois
– -$1.11M -8,239 Closed
SIM
816
Seaview Investment Managers
Florida
– -$910K -7,319 Closed
PAA
817
Peregrine Asset Advisers
Oregon
– -$905K -7,268 Closed
UAM
818
UAS Asset Management
New York
– -$856K -6,873 Closed
MCM
819
Mainstay Capital Management
Michigan
– -$765K -6,147 Closed
RG
820
Rathbones Group
United Kingdom
– -$723K -5,809 Closed
Mirae Asset Global Investments
821
Mirae Asset Global Investments
South Korea
– -$647K -5,200 Closed
SIA
822
SkyView Investment Advisors
New Jersey
– -$525K -4,219 Closed
RC
823
RegentAtlantic Capital
New Jersey
– -$518K -4,162 Closed
KM
824
Kalos Management
Georgia
– -$580K -3,982 Closed
LC
825
Lavaca Capital
Texas
– -$463K -3,718 Closed
31 32
33
34 35

ARKK Hedge Fund Activity: Q1 2021 in Review

791 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2021, worth a combined $7.46B — up 21% from $6.18B a quarter earlier.

Buyers outnumbered sellers: 224 funds opened new ARKK positions and 79 closed out — a net gain of 145 holders — while 380 added to existing stakes and 157 trimmed.

The largest buyer was Bank of America, adding an estimated $417M. The largest seller was Park Capital Group, exiting entirely with an estimated $44.7M sold.

  • 791 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2021, up from 656 in Q4 2020.
  • Funds reported $7.46B of ARK Innovation ETF stock for Q1 2021, up 21% quarter-over-quarter.
  • 224 funds opened new ARK Innovation ETF positions in Q1 2021 and 79 closed out, a net change of +145 holders.
  • The largest ARK Innovation ETF buyer in Q1 2021 was Bank of America, an estimated $417M added.
  • The largest ARK Innovation ETF seller in Q1 2021 was Park Capital Group, an estimated $44.7M sold.

Based on aggregated 13F filings for Q1 2021.