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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
Qube Research & Technologies (QRT)
51
Qube Research & Technologies (QRT)
United Kingdom
$2.92M -$1.28M -25,127 -27%
NEPWA
52
New England Private Wealth Advisors
Massachusetts
$2.67M +$541K +10,613 +21%
RPSA
53
Richard P. Slaughter Associates
Texas
$2.58M +$21.8K +427 +0.7%
XF
54
XML Financial
Maryland
$2.49M -$9.33K -183 -0.3%
SPC
55
Sigma Planning Corp
Michigan
$2.48M -$1.43M -28,021 -33%
ABC
56
Associated Banc-Corp
Wisconsin
$2.47M +$2.86M +56,091 New
LFA
57
Lighthouse Financial Advisors
Maryland
$2.32M +$2.46M +48,241 +1,063%
ASN
58
Advisory Services Network
Georgia
$2.26M +$2.44M +47,942 +1,426%
MA
59
Mutual Advisors
Nebraska
$2.21M +$716K +14,041 +39%
QWM
60
QP Wealth Management
New Jersey
$2M +$56.6K +1,110 +3%
SA
61
Strategic Advisors
New York
$1.94M +$211K +4,131 +11%
OC
62
Oppenheimer & Co
New York
$1.86M +$713K +13,992 +49%
GVAG
63
Great Valley Advisor Group
Delaware
$1.86M -$52.2K -1,023 -2%
EH
64
Equitable Holdings
New York
$1.81M +$198K +3,881 +10%
BCM
65
Brookstone Capital Management
Illinois
$1.78M -$405K -7,953 -16%
CWM
66
Cornerstone Wealth Management
Missouri
$1.73M +$120K +2,361 +6%
TRCT
67
Tower Research Capital (TRC)
New York
$1.73M +$1.55M +30,465 +344%
GWAG
68
Garrett Wealth Advisory Group
Texas
$1.56M +$162K +3,183 +10%
SA
69
Silversage Advisors
California
$1.48M +$79.2K +1,553 +5%
SG
70
StoneX Group
New York
$1.45M +$61.3K +1,203 +4%
MC
71
Moors & Cabot
Massachusetts
$1.44M +$55.6K +1,090 +3%
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$1.42M -$2.59M -50,886 -61%
DAS
73
Dynamic Advisor Solutions
Arizona
$1.41M +$1.63M +32,042 New
MML Investors Services
74
MML Investors Services
Massachusetts
$1.31M +$128K +2,502 +9%
WCM
75
WealthBridge Capital Management
Ohio
$1.27M +$130K +2,553 +10%

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.