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ARK Innovation ETF
ARKK

620 hedge funds and large institutions have $3.92B invested in ARK Innovation ETF in 2023 Q1 according to their latest regulatory filings, with 110 funds opening new positions, 185 increasing their positions, 211 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more funds holding in top 10

Funds holding in top 10: 10 → 17 (+7)

61% more capital invested

Capital invested by funds: $2.43B → $3.92B (+$1.49B)

59% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 69

14.81% more ownership

Funds ownership: 36.31% → 51.12% (+15%)

4% more funds holding

Funds holding: 595 → 620 (+25)

12% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 211

32% less call options, than puts

Call options by funds: $1.08B | Put options by funds: $1.59B

Holders
620
Holders Change
+25
Holders Change %
+4.2%
% of All Funds
9.88%
Holding in Top 10
17
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+70%
% of All Funds
0.27%
New
110
Increased
185
Reduced
211
Closed
69
Calls
$1.08B
Puts
$1.59B
Net Calls
-$512M
Net Calls Change
-$831M

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$253M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$190M
3
Jane Street
Jane Street
New York
+$177M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$154M
5
Citigroup
Citigroup
New York
+$146M

Top Sellers

Rank Fund Capital Flow
1
LOAMU
Lombard Odier Asset Management (USA)
New York
-$28.7M
2
Citadel Advisors
Citadel Advisors
Florida
-$22M
3
Group One Trading
Group One Trading
Illinois
-$19.8M
4
JP Morgan Chase
JP Morgan Chase
New York
-$15.9M
5
Millennium Management
Millennium Management
New York
-$15.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
AP
601
Atwood & Palmer
Missouri
$1.21K – – –
MAM
602
Marquette Asset Management
Minnesota
$1.21K +$1.15K +30 New
BCWM
603
Bartlett & Co Wealth Management
Ohio
$1.21K – – –
AIM
604
Anchor Investment Management
South Carolina
$1.21K +$307 +8 +36%
RDFA
605
Ritter Daniher Financial Advisory
Ohio
$1.05K – – –
WAM
606
Worth Asset Management
Texas
$1.01K +$958 +25 New
BC
607
Bartlett & Co
Ohio
$1K – – –
RBC
608
Roble Belko & Company
Pennsylvania
$1K – – –
TCM
609
Tradewinds Capital Management
Washington
$888 +$460 +12 +120%
JWM
610
Janiczek Wealth Management
Colorado
$854 – – –
FWM
611
Focused Wealth Management
New York
$807 +$575 +15 +300%
HWM
612
HighMark Wealth Management
Minnesota
$647 – – –
GG
613
Gleason Group
Kentucky
$605 – – –
LSA
614
Lansing Street Advisors
Pennsylvania
$605 – – –
RCM
615
Rain Capital Management
Oregon
$407 – – –
SIC
616
SJS Investment Consulting
Ohio
$404 – – –
SL
617
Savior LLC
Massachusetts
$242 – – –
BWFA
618
Baltimore-Washington Financial Advisors
Maryland
$81 +$77 +2 New
NMG
619
New Millennium Group
Utah
$40 – – –
IFAM
620
Institutional & Family Asset Management
Colorado
$19 – – –
LOAMU
621
Lombard Odier Asset Management (USA)
New York
– -$28.7M -750,000 Closed
YRHAM
622
Yong Rong (HK) Asset Management
Hong Kong
– -$15.8M -505,000 Closed
BIAS
623
Beacon Investment Advisory Services
New Jersey
– -$13.7M -437,229 Closed
SC
624
Sculptor Capital
New York
– -$13M -414,600 Closed
CCM
625
Connective Capital Management
California
– -$11.7M -373,208 Closed
23 24
25
26 27

ARKK Hedge Fund Activity: Q1 2023 in Review

620 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2023, worth a combined $3.92B — up 61% from $2.43B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new ARKK positions and 69 closed out — a net gain of 41 holders — while 185 added to existing stakes and 211 trimmed.

The largest buyer was Wells Fargo, adding an estimated $253M. The largest seller was Lombard Odier Asset Management (USA), exiting entirely with an estimated $28.7M sold.

  • 620 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2023, up from 595 in Q4 2022.
  • Funds reported $3.92B of ARK Innovation ETF stock for Q1 2023, up 61% quarter-over-quarter.
  • 110 funds opened new ARK Innovation ETF positions in Q1 2023 and 69 closed out, a net change of +41 holders.
  • The largest ARK Innovation ETF buyer in Q1 2023 was Wells Fargo, an estimated $253M added.
  • The largest ARK Innovation ETF seller in Q1 2023 was Lombard Odier Asset Management (USA), an estimated $28.7M sold.

Based on aggregated 13F filings for Q1 2023.