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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$6.06M +$1.95M +38,319 +39%
WI
27
Wintrust Investments
Illinois
$6.02M +$5.31M +104,125 +318%
RZH
28
Relyea Zuckerberg Hanson
Connecticut
$6M +$508K +9,958 +8%
LPT
29
Legacy Private Trust
Wisconsin
$5.96M +$306K +6,006 +5%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$5.89M +$1.35M +26,540 +25%
TW
31
TrinityPoint Wealth
Connecticut
$5.6M -$2.83M -55,419 -30%
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$5.34M
AWM
33
AE Wealth Management
Kansas
$4.77M +$5.53M +108,504 New
SS
34
Simplicity Solutions
Minnesota
$4.72M +$5.46M +107,185 New
MFG
35
Merit Financial Group
Georgia
$4.66M +$793K +15,560 +17%
RFWA
36
RPg Family Wealth Advisory
Massachusetts
$4.18M -$746K -14,634 -13%
SFWC
37
Strategic Family Wealth Counselors
New Jersey
$4.14M -$352K -6,905 -7%
BCI
38
Brinker Capital Investments
Pennsylvania
$3.98M
RW
39
REDW Wealth
New Mexico
$3.9M +$2.57M +50,509 +133%
BWCS
40
Beirne Wealth Consulting Services
Connecticut
$3.8M +$65.2K +1,279 +2%
PCM
41
Palisade Capital Management
New Jersey
$3.79M +$3.25M +63,825 +286%
MCWS
42
McKinley Carter Wealth Services
West Virginia
$3.73M +$177K +3,472 +4%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$3.64M +$4.14M +81,161 +5,411%
SW
44
SlateStone Wealth
Florida
$3.56M +$79.6K +1,562 +2%
22CM
45
20/20 Capital Management
California
$3.27M +$77.4K +1,519 +3%
BW
46
Bison Wealth
Georgia
$3.26M -$876K -17,177 -19%
PA
47
PFG Advisors
Arizona
$3.21M +$1.62M +31,803 +110%
SI
48
Stephens Inc
Arkansas
$3.15M +$3M +58,916 +467%
SC
49
Scotia Capital
Ontario, Canada
$3.09M +$107K +2,105 +3%
SW
50
SkyOak Wealth
Michigan
$3.05M -$1.8M -35,405 -34%

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.