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ARK Innovation ETF

597 hedge funds and large institutions have $3.16B invested in ARK Innovation ETF in 2023 Q2 according to their latest regulatory filings, with 54 funds opening new positions, 167 increasing their positions, 233 reducing their positions, and 70 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 620597 (-23)

11.44% less ownership

Funds ownership: 51.12%39.68% (-11%)

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

19% less capital invested

Capital invested by funds: $3.92B → $3.16B (-$752M)

23% less first-time investments, than exits

New positions opened: 54 | Existing positions closed: 70

28% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 233

30% less call options, than puts

Call options by funds: $776M | Put options by funds: $1.12B

Holders
597
Holders Change
-23
Holders Change %
-3.71%
% of All Funds
9.37%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
54
Increased
167
Reduced
233
Closed
70
Calls
$776M
Puts
$1.12B
Net Calls
-$340M
Net Calls Change
+$172M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
326
Apollon Wealth Management
South Carolina
$331K -$7.99K -201 -3%
DI
327
Diligent Investors
California
$321K +$1.99K +50 +0.7%
PSF
328
Pacific Sun Financial
California
$321K +$316K +7,955 New
S
329
SignatureFD
Georgia
$320K +$138K +3,474 +92%
FPAS
330
Focus Partners Advisor Solutions
Missouri
$318K -$18.3K -460 -6%
SCM
331
SOL Capital Management
Maryland
$318K
NFG
332
Nations Financial Group
Iowa
$314K -$11.4K -288 -4%
CMI
333
Clare Market Investments
Texas
$313K -$5.64K -142 -2%
SWM
334
SFG Wealth Management
Maryland
$311K
DMIC
335
Dixon Mitchell Investment Counsel
British Columbia, Canada
$306K
UCFA
336
United Capital Financial Advisors
Texas
$303K -$24.8K -624 -8%
PA
337
Procyon Advisors
Connecticut
$300K +$10.5K +265 +4%
BTWM
338
Baker Tilly Wealth Management
Wisconsin
$299K -$54.1K -1,360 -17%
MA
339
MONECO Advisors
Connecticut
$296K -$4.13K -104 -2%
PMFA
340
Plante Moran Financial Advisors
Michigan
$296K
CG
341
Caprock Group
Idaho
$295K +$29.1K +731 +12%
GAA
342
Global Assets Advisory
Florida
$294K -$4.77K -120 -2%
PWP
343
Phillips Wealth Planners
Mississippi
$293K +$5.53K +139 +2%
MOS
344
MGO One Seven
Ohio
$292K -$112K -2,826 -30%
SW
345
SlateStone Wealth
Florida
$292K -$47.1K -1,184 -15%
GFA
346
Gallagher Fiduciary Advisors
Illinois
$292K -$140K -3,531 -35%
IIC
347
Integrated Investment Consultants
Michigan
$291K +$14.5K +366 +6%
AWA
348
Arete Wealth Advisors
Illinois
$285K -$55.5K -1,396 -18%
TC
349
TownSquare Capital
Utah
$281K +$30.8K +774 +14%
TPWA
350
TRUE Private Wealth Advisors
Oregon
$279K -$557 -14 -0.2%

ARKK Hedge Fund Activity: Q2 2023 in Review

597 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q2 2023, worth a combined $3.16B — down 19% from $3.92B a quarter earlier.

Sellers outnumbered buyers: 70 funds closed out of ARKK and 54 opened new positions — a net loss of 16 holders — while 233 trimmed existing stakes and 167 added.

The largest buyer was Two Sigma Advisers, adding an estimated $54.5M. The largest seller was Shanda Asset Management Holdings, cutting an estimated $318M.

  • 597 institutional investors held ARK Innovation ETF (ARKK) as of Q2 2023, down from 620 in Q1 2023.
  • Funds reported $3.16B of ARK Innovation ETF stock for Q2 2023, down 19% quarter-over-quarter.
  • 54 funds opened new ARK Innovation ETF positions in Q2 2023 and 70 closed out, a net change of -16 holders.
  • The largest ARK Innovation ETF buyer in Q2 2023 was Two Sigma Advisers, an estimated $54.5M added.
  • The largest ARK Innovation ETF seller in Q2 2023 was Shanda Asset Management Holdings, an estimated $318M sold.

Based on aggregated 13F filings for Q2 2023.