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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIF
76
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$930K 0.2%
60,000
– –
EFF
77
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$894K 0.19%
57,180
– –
EHI
78
Western Asset Global High Income Fund
EHI
$177M
$788K 0.17%
+77,377
New +$779K
TLI
79
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$780K 0.17%
72,900
– –
AWF
80
AllianceBernstein Global High Income Fund
AWF
$876M
$757K 0.16%
60,000
– –
ACRE
81
Ares Commercial Real Estate
ACRE
$261M
$756K 0.16%
60,000
+5,000
+9% +$63K
SUNS
82
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$648K 0.14%
+40,000
New +$663K
ALR
83
DELISTED
Alere Inc
ALR
$627K 0.14%
14,500
– –
VVR icon
84
Invesco Senior Income Trust
VVR
$457M
$616K 0.13%
142,347
-277,653
-66% -$1.2M
KIO
85
KKR Income Opportunities Fund
KIO
$458M
$543K 0.12%
33,900
– –
SAP icon
86
SAP
SAP
$236B
$521K 0.11%
5,700
+2,300
+68% +$198K
WCN
87
Waste Connections
WCN
$41.6B
$448K 0.1%
9,000
– –
SCM icon
88
Stellus Capital Investment Corp
SCM
$249M
$436K 0.09%
40,000
-135,000
-77% -$1.49M
ADBE icon
89
Adobe
ADBE
$103B
$434K 0.09%
4,000
– –
TTC icon
90
Toro Company
TTC
$9.32B
$422K 0.09%
9,000
– –
AMZN icon
91
Amazon
AMZN
$2.88T
$419K 0.09%
10,000
– –
WU icon
92
Western Union
WU
$2.23B
$418K 0.09%
+20,100
New +$413K
TTWO icon
93
Take-Two Interactive
TTWO
$45.4B
$406K 0.09%
9,000
– –
EWZ icon
94
iShares MSCI Brazil ETF
EWZ
$8.57B
$405K 0.09%
12,000
– –
WAFD icon
95
WaFd
WAFD
$2.79B
$395K 0.09%
14,800
– –
UFPI icon
96
UFP Industries
UFPI
$5.06B
$394K 0.09%
12,000
– –
TMUS icon
97
T-Mobile US
TMUS
$190B
$388K 0.08%
8,300
– –
EA
98
DELISTED
Electronic Arts
EA
$384K 0.08%
4,500
– –
AON icon
99
Aon
AON
$74.7B
$382K 0.08%
3,400
– –
LBRDK icon
100
Liberty Broadband Class C
LBRDK
$5.07B
$379K 0.08%
5,300
– –
2 3
4
5 6

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.