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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARR icon
201
Carrier Global
CARR
$57.2B
$6M 0.12%
108,705
-4,183
-4% -$230K
FJUN icon
202
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$5.94M 0.11%
146,603
+2,171
+2% +$90.3K
NVO
203
Novo Nordisk
NVO
$216B
$5.91M 0.11%
65,001
-3,437
-5% -$303K
NEE icon
204
NextEra Energy
NEE
$187B
$5.89M 0.11%
102,728
+25,035
+32% +$1.73M
SNY icon
205
Sanofi
SNY
$104B
$5.66M 0.11%
105,573
-22,609
-18% -$1.21M
ICE icon
206
Intercontinental Exchange
ICE
$82.4B
$5.65M 0.11%
51,389
+7,772
+18% +$890K
GIS icon
207
General Mills
GIS
$19.2B
$5.62M 0.11%
87,848
+40,489
+85% +$2.86M
TSN icon
208
Tyson Foods
TSN
$20.2B
$5.59M 0.11%
110,687
-5,957
-5% -$317K
PTNQ icon
209
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$5.56M 0.11%
90,444
-103
-0.1% -$6.43K
XLV icon
210
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$5.49M 0.11%
42,664
-8,298
-16% -$1.1M
MUSA icon
211
Murphy USA
MUSA
$11.3B
$5.38M 0.1%
15,737
+1,021
+7% +$324K
PXD
212
DELISTED
Pioneer Natural Resource Co.
PXD
$5.38M 0.1%
23,419
+1,811
+8% +$412K
AME icon
213
Ametek
AME
$55.5B
$5.35M 0.1%
36,217
+406
+1% +$63.4K
FTCS icon
214
First Trust Capital Strength ETF
FTCS
$7.88B
$5.18M 0.1%
70,375
-1,258
-2% -$95.2K
NOC icon
215
Northrop Grumman
NOC
$77B
$5.17M 0.1%
11,735
-1,329
-10% -$584K
C icon
216
Citigroup
C
$222B
$5.16M 0.1%
125,563
+283
+0.2% +$12.4K
PANW icon
217
Palo Alto Networks
PANW
$264B
$5.09M 0.1%
43,392
+1,054
+2% +$125K
SYK icon
218
Stryker
SYK
$127B
$5.07M 0.1%
18,565
-440
-2% -$126K
NKE icon
219
Nike
NKE
$61.9B
$5.06M 0.1%
52,891
-3,444
-6% -$354K
PLD icon
220
Prologis
PLD
$138B
$5.05M 0.1%
45,027
+5,114
+13% +$626K
PFEB icon
221
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$5.04M 0.1%
165,553
-1,370
-0.8% -$42.4K
ESAB icon
222
ESAB
ESAB
$5.25B
$5.04M 0.1%
71,797
-979
-1% -$68.1K
NXPI icon
223
NXP Semiconductors
NXPI
$68B
$5.01M 0.1%
25,043
+23,919
+2,128% +$4.95M
FMAY icon
224
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$4.97M 0.1%
129,662
-1,425
-1% -$55.7K
MUB icon
225
iShares National Muni Bond ETF
MUB
$45.1B
$4.92M 0.09%
48,013
-2,000
-4% -$211K
7 8
9
10 11

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MAM
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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.