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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
201
Thermo Fisher Scientific
TMO
$208B
$5.03M 0.1%
11,395
-178
-2% -$73.5K
CM icon
202
Canadian Imperial Bank of Commerce
CM
$108B
$5.02M 0.1%
134,470
-6,406
-5% -$234K
EFA icon
203
iShares MSCI EAFE ETF
EFA
$76.8B
$5M 0.1%
78,560
+937
+1% +$60K
TDG icon
204
TransDigm Group
TDG
$71.9B
$4.99M 0.1%
10,502
-50
-0.5% -$23.5K
APH icon
205
Amphenol
APH
$184B
$4.98M 0.1%
183,884
-4,076
-2% -$107K
SPIB icon
206
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$4.96M 0.1%
134,856
+26,045
+24% +$959K
USB icon
207
US Bancorp
USB
$98.9B
$4.93M 0.1%
137,477
+1,756
+1% +$64.3K
VIOV icon
208
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$4.92M 0.1%
92,758
+4,286
+5% +$233K
SYY icon
209
Sysco
SYY
$40.2B
$4.92M 0.1%
79,037
-9,638
-11% -$561K
DVY icon
210
iShares Select Dividend ETF
DVY
$23.8B
$4.92M 0.1%
60,272
-6,210
-9% -$518K
WU icon
211
Western Union
WU
$2.55B
$4.91M 0.1%
229,150
-12,681
-5% -$288K
WBA
212
DELISTED
Walgreens Boots Alliance
WBA
$4.9M 0.1%
136,423
+43,584
+47% +$1.7M
MGV icon
213
Vanguard Mega Cap Value ETF
MGV
$13.3B
$4.87M 0.1%
63,523
+364
+0.6% +$27.9K
C icon
214
Citigroup
C
$223B
$4.78M 0.09%
110,925
+4,314
+4% +$215K
PCY icon
215
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$4.75M 0.09%
175,147
-3,914
-2% -$108K
DOW icon
216
Dow Inc
DOW
$20.8B
$4.71M 0.09%
100,137
-4,988
-5% -$224K
COP icon
217
ConocoPhillips
COP
$141B
$4.7M 0.09%
143,193
+1,193
+0.8% +$45.2K
WH icon
218
Wyndham Hotels & Resorts
WH
$5.58B
$4.69M 0.09%
92,869
-799
-0.9% -$39K
BNY
219
Bank of New York Mellon
BNY
$107B
$4.67M 0.09%
135,948
-3,645
-3% -$133K
MET icon
220
MetLife
MET
$61.2B
$4.66M 0.09%
125,288
-6,647
-5% -$252K
PTLC icon
221
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
$4.63M 0.09%
156,823
-280,111
-64% -$8.16M
LVGO
222
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$4.63M 0.09%
+33,045
New +$4.03M
LNT icon
223
Alliant Energy
LNT
$19.1B
$4.62M 0.09%
89,474
-3,286
-4% -$172K
PDP icon
224
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$4.54M 0.09%
59,403
+38,275
+181% +$2.82M
KKR icon
225
KKR & Co
KKR
$91.3B
$4.53M 0.09%
131,773
-28,939
-18% -$1.01M
7 8
9
10 11

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.