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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
201
Texas Instruments
TXN
$260B
$5.39M 0.12%
41,687
-513
-1% -$63.2K
OXY icon
202
Occidental Petroleum
OXY
$57.3B
$5.34M 0.12%
119,995
+17,142
+17% +$810K
DORM icon
203
Dorman Products
DORM
$3.95B
$5.31M 0.12%
66,729
+2,966
+5% +$230K
HIG icon
204
Hartford Financial Services
HIG
$39B
$5.29M 0.12%
87,353
-12,766
-13% -$747K
HOMB icon
205
Home BancShares
HOMB
$6.16B
$5.28M 0.12%
280,884
-13,575
-5% -$254K
XLC icon
206
State Street Communication Services Select Sector SPDR ETF
XLC
$21.7B
$5.23M 0.12%
105,667
+57,898
+121% +$2.9M
UNP icon
207
Union Pacific
UNP
$181B
$5.23M 0.12%
32,288
+697
+2% +$117K
VOD icon
208
Vodafone
VOD
$35.1B
$5.23M 0.12%
262,504
-2,913
-1% -$52.8K
TDG icon
209
TransDigm Group
TDG
$67.9B
$5.2M 0.11%
9,994
-249
-2% -$128K
MDLZ icon
210
Mondelez International
MDLZ
$77.1B
$5.17M 0.11%
93,372
-3,462
-4% -$189K
VTR icon
211
Ventas
VTR
$47.6B
$5.16M 0.11%
70,695
+57
+0.1% +$4.05K
RDS.B
212
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$5.14M 0.11%
85,810
+17,899
+26% +$1.07M
TJX icon
213
TJX Companies
TJX
$170B
$5.14M 0.11%
92,162
+2,843
+3% +$155K
LIN icon
214
Linde
LIN
$234B
$5.07M 0.11%
26,187
-3,627
-12% -$703K
VHT icon
215
Vanguard Health Care ETF
VHT
$18.1B
$5.07M 0.11%
30,256
+1,997
+7% +$342K
SYY icon
216
Sysco
SYY
$39.1B
$5.06M 0.11%
63,706
+2,424
+4% +$178K
BRK.A icon
217
Berkshire Hathaway Class A
BRK.A
$1.06T
$4.99M 0.11%
16
+4
+33% +$1.24M
VYMI icon
218
Vanguard International High Dividend Yield ETF
VYMI
$20.1B
$4.94M 0.11%
83,230
+4,151
+5% +$247K
TWTR
219
DELISTED
Twitter, Inc.
TWTR
$4.91M 0.11%
119,124
-9,239
-7% -$377K
JBHT icon
220
JB Hunt Transport Services
JBHT
$27.2B
$4.86M 0.11%
43,908
-497
-1% -$51.2K
CERS icon
221
Cerus
CERS
$575M
$4.85M 0.11%
939,972
+30,652
+3% +$164K
SWK icon
222
Stanley Black & Decker
SWK
$13.6B
$4.77M 0.1%
33,022
+848
+3% +$120K
XLV icon
223
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$4.75M 0.1%
52,739
-334
-0.6% -$30.5K
LLY icon
224
Eli Lilly
LLY
$1.06T
$4.74M 0.1%
42,419
+5,970
+16% +$665K
IVV icon
225
iShares Core S&P 500 ETF
IVV
$875B
$4.74M 0.1%
15,887
+955
+6% +$284K
7 8
9
10 11

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MT
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CMTU
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FMI
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MAM
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FIA
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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.