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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAP icon
201
Molson Coors Class B
TAP
$7.97B
$2.12M 0.12%
35,964
+417
+1% +$23.3K
MMP
202
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.08M 0.11%
29,899
+1,994
+7% +$133K
NSC icon
203
Norfolk Southern
NSC
$76.1B
$2.07M 0.11%
21,340
+2,435
+13% +$226K
FAST icon
204
Fastenal
FAST
$55.2B
$2.07M 0.11%
168,052
+39,452
+31% +$461K
LOW icon
205
Lowe's Companies
LOW
$122B
$2.06M 0.11%
42,218
+800
+2% +$38.6K
HON icon
206
Honeywell
HON
$78.3B
$2.05M 0.11%
24,554
-3,882
-14% -$321K
SKT icon
207
Tanger
SKT
$4.84B
$2.01M 0.11%
57,336
+3,841
+7% +$130K
IJJ icon
208
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$2M 0.11%
+33,302
New +$1.95M
PSX icon
209
Phillips 66
PSX
$82.5B
$2M 0.11%
25,925
+5,288
+26% +$403K
ESS icon
210
Essex Property Trust
ESS
$18.9B
$1.99M 0.11%
11,714
-2,838
-20% -$458K
KKD
211
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1.97M 0.11%
111,353
+18,909
+20% +$350K
TSCO icon
212
Tractor Supply
TSCO
$16.5B
$1.97M 0.11%
139,535
+26,245
+23% +$371K
SLB icon
213
SLB Ltd
SLB
$74.2B
$1.96M 0.11%
20,137
+1,327
+7% +$120K
NUE icon
214
Nucor
NUE
$60.5B
$1.92M 0.1%
37,903
-434
-1% -$21.8K
FRI icon
215
First Trust S&P REIT Index Fund
FRI
$194M
$1.88M 0.1%
+97,834
New +$1.82M
FXZ icon
216
First Trust Materials AlphaDEX Fund
FXZ
$373M
$1.87M 0.1%
+56,077
New +$1.81M
CAT icon
217
Caterpillar
CAT
$387B
$1.86M 0.1%
18,753
+3,290
+21% +$310K
XPH icon
218
State Street SPDR S&P Pharmaceuticals ETF
XPH
$483M
$1.86M 0.1%
39,688
-6
-0% -$283
IAI icon
219
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$1.85M 0.1%
+48,009
New +$1.84M
UL icon
220
Unilever
UL
$144B
$1.85M 0.1%
38,508
+3,718
+11% +$168K
TGT icon
221
Target
TGT
$65.5B
$1.84M 0.1%
30,486
+2,028
+7% +$120K
FTC icon
222
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$1.84M 0.1%
+44,072
New +$1.82M
IYC icon
223
iShares US Consumer Discretionary ETF
IYC
$1.16B
$1.84M 0.1%
61,184
+244
+0.4% +$7.33K
F icon
224
Ford
F
$59.6B
$1.82M 0.1%
116,550
+59,749
+105% +$925K
BCE icon
225
BCE
BCE
$20.3B
$1.8M 0.1%
41,710
+4,490
+12% +$191K
7 8
9
10 11

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.