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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
201
Adobe
ADBE
$84.3B
$1.9M 0.1%
36,508
+9,452
+35% +$451K
FXG icon
202
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$1.87M 0.1%
56,856
-1,014
-2% -$33.3K
LOW icon
203
Lowe's Companies
LOW
$113B
$1.85M 0.1%
38,782
+3,583
+10% +$163K
MRCC
204
DELISTED
Monroe Capital Corp
MRCC
$1.82M 0.1%
140,450
+94,012
+202% +$1.3M
AGG icon
205
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.82M 0.1%
16,996
+165
+1% +$17.6K
TAP icon
206
Molson Coors Class B
TAP
$7.51B
$1.8M 0.1%
35,862
-341
-0.9% -$17.2K
HON icon
207
Honeywell
HON
$78B
$1.79M 0.1%
23,957
+6,091
+34% +$452K
WM icon
208
Waste Management
WM
$95.3B
$1.76M 0.09%
42,698
-5,294
-11% -$221K
JWN
209
DELISTED
Nordstrom
JWN
$1.75M 0.09%
31,212
+7,395
+31% +$437K
OSIS icon
210
OSI Systems
OSIS
$3.53B
$1.74M 0.09%
23,355
+6,207
+36% +$441K
TROW icon
211
T. Rowe Price
TROW
$24.6B
$1.73M 0.09%
24,070
+5,634
+31% +$417K
BIZD icon
212
VanEck BDC Income ETF
BIZD
$1.57B
$1.72M 0.09%
83,910
+28,650
+52% +$580K
VIAB
213
DELISTED
Viacom Inc. Class B
VIAB
$1.72M 0.09%
20,620
-200
-1% -$15.5K
EPR icon
214
EPR Properties
EPR
$4.74B
$1.71M 0.09%
35,130
+6,905
+24% +$348K
HD icon
215
Home Depot
HD
$324B
$1.67M 0.09%
22,050
-2,574
-10% -$199K
RGEN icon
216
Repligen
RGEN
$7.76B
$1.67M 0.09%
150,300
+24,173
+19% +$241K
OKS
217
DELISTED
Oneok Partners LP
OKS
$1.66M 0.09%
31,328
-200
-0.6% -$10.1K
IYC icon
218
iShares US Consumer Discretionary ETF
IYC
$1.11B
$1.66M 0.09%
60,356
+2,652
+5% +$71.4K
VCR icon
219
Vanguard Consumer Discretionary ETF
VCR
$5.81B
$1.65M 0.09%
16,702
+889
+6% +$85.3K
SONC
220
DELISTED
Sonic Corp
SONC
$1.65M 0.09%
92,859
+8,480
+10% +$139K
GDX icon
221
VanEck Gold Miners ETF
GDX
$22.9B
$1.64M 0.09%
65,725
+14,252
+28% +$379K
IYG icon
222
iShares US Financial Services ETF
IYG
$2.12B
$1.64M 0.09%
66,480
+9,144
+16% +$229K
NID
223
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.62M 0.09%
141,423
+117,252
+485% +$1.36M
EMO
224
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$1.62M 0.09%
14,307
+12,445
+668% +$1.47M
IAT icon
225
iShares US Regional Banks ETF
IAT
$680M
$1.62M 0.09%
54,181
+7,472
+16% +$229K
7 8
9
10 11

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.