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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDG icon
176
TransDigm Group
TDG
$69.2B
$7.26M 0.14%
8,614
-385
-4% -$338K
MET icon
177
MetLife
MET
$61B
$7.09M 0.14%
112,730
-3,684
-3% -$229K
PKG icon
178
Packaging Corp of America
PKG
$22.7B
$7.04M 0.14%
45,848
+6,582
+17% +$961K
GS icon
179
Goldman Sachs
GS
$313B
$7.03M 0.13%
21,724
-13,428
-38% -$4.49M
SHW icon
180
Sherwin-Williams
SHW
$78.3B
$6.99M 0.13%
27,414
-9,038
-25% -$2.42M
COP icon
181
ConocoPhillips
COP
$147B
$6.94M 0.13%
57,964
-414
-0.7% -$48.1K
RGEN icon
182
Repligen
RGEN
$7.44B
$6.93M 0.13%
43,557
-1,621
-4% -$265K
VNQ icon
183
Vanguard Real Estate ETF
VNQ
$39.9B
$6.83M 0.13%
90,270
-245,491
-73% -$20.2M
GSLC icon
184
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$6.77M 0.13%
80,433
+102
+0.1% +$8.93K
CRWD icon
185
CrowdStrike
CRWD
$187B
$6.76M 0.13%
161,616
+61,860
+62% +$2.4M
ARES icon
186
Ares Management
ARES
$28.5B
$6.7M 0.13%
65,177
+18,970
+41% +$1.92M
ADP icon
187
Automatic Data Processing
ADP
$100B
$6.69M 0.13%
27,824
-2,634
-9% -$642K
NOW icon
188
ServiceNow
NOW
$102B
$6.69M 0.13%
59,805
-76,465
-56% -$8.72M
PLTR icon
189
Palantir
PLTR
$295B
$6.64M 0.13%
415,211
-124
-0% -$1.98K
TH icon
190
Target Hospitality
TH
$1.61B
$6.63M 0.13%
417,673
+5,540
+1% +$78.1K
RTX icon
191
RTX Corp
RTX
$287B
$6.63M 0.13%
92,151
-130
-0.1% -$11.1K
ACN icon
192
Accenture
ACN
$89.9B
$6.61M 0.13%
21,520
-12,828
-37% -$4.04M
ROP icon
193
Roper Technologies
ROP
$36.3B
$6.53M 0.13%
13,484
-4,768
-26% -$2.34M
PNC icon
194
PNC Financial Services
PNC
$100B
$6.41M 0.12%
52,216
+37,833
+263% +$4.76M
LNT icon
195
Alliant Energy
LNT
$19.4B
$6.4M 0.12%
132,062
+14,477
+12% +$750K
BMY icon
196
Bristol-Myers Squibb
BMY
$127B
$6.32M 0.12%
108,925
-411
-0.4% -$25.2K
TSCO icon
197
Tractor Supply
TSCO
$16.3B
$6.31M 0.12%
155,315
+3,025
+2% +$131K
SSNC icon
198
SS&C Technologies
SSNC
$17.8B
$6.24M 0.12%
118,735
-43,537
-27% -$2.49M
NXP icon
199
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$6.17M 0.12%
463,894
+33,000
+8% +$469K
VWO icon
200
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$6.11M 0.12%
155,800
-3,223
-2% -$132K
6 7
8
9 10

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.