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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
176
ConocoPhillips
COP
$146B
$6.36M 0.14%
62,131
+3,979
+7% +$397K
JEPI icon
177
JPMorgan Equity Premium Income ETF
JEPI
$45B
$6.21M 0.13%
121,313
+58,004
+92% +$3.23M
HYLS icon
178
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$6.06M 0.13%
158,104
+36,957
+31% +$1.5M
AZO icon
179
AutoZone
AZO
$47.7B
$5.98M 0.13%
2,791
+585
+27% +$1.27M
GSST icon
180
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
$5.94M 0.13%
119,490
-975
-0.8% -$48.6K
VWO icon
181
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$5.91M 0.13%
162,045
+2,355
+1% +$95.6K
NKE icon
182
Nike
NKE
$60.8B
$5.77M 0.12%
69,375
+2,497
+4% +$269K
WEX icon
183
WEX
WEX
$5.94B
$5.74M 0.12%
45,212
+1,011
+2% +$159K
KMB icon
184
Kimberly-Clark
KMB
$35.6B
$5.69M 0.12%
50,595
-1,356
-3% -$176K
IYR icon
185
iShares US Real Estate ETF
IYR
$4.49B
$5.69M 0.12%
69,920
-1,341
-2% -$127K
MUR icon
186
Murphy Oil
MUR
$5.65B
$5.64M 0.12%
160,503
+4,583
+3% +$158K
PRU icon
187
Prudential Financial
PRU
$40.9B
$5.62M 0.12%
65,486
+9,878
+18% +$951K
XLV icon
188
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$5.61M 0.12%
46,355
+495
+1% +$63.8K
XBI icon
189
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$5.6M 0.12%
70,553
+56,652
+408% +$4.78M
BIIB icon
190
Biogen
BIIB
$29.6B
$5.58M 0.12%
20,885
-1,805
-8% -$383K
LUMN icon
191
Lumen
LUMN
$6.73B
$5.56M 0.12%
763,491
-167,566
-18% -$1.71M
LNT icon
192
Alliant Energy
LNT
$19.2B
$5.56M 0.12%
104,843
+19,184
+22% +$1.16M
TSCO icon
193
Tractor Supply
TSCO
$15.9B
$5.54M 0.12%
148,955
+3,345
+2% +$130K
RPM icon
194
RPM International
RPM
$13.4B
$5.5M 0.12%
66,051
-2,417
-4% -$215K
GSLC icon
195
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$5.49M 0.12%
77,358
-2,540
-3% -$200K
VCIT icon
196
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$5.46M 0.12%
72,089
-5,929
-8% -$475K
GLD icon
197
SPDR Gold Trust
GLD
$130B
$5.45M 0.12%
35,215
-2,125
-6% -$342K
SPIP icon
198
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$5.37M 0.11%
211,877
+39,862
+23% +$1.09M
LRCX icon
199
Lam Research
LRCX
$400B
$5.32M 0.11%
145,320
+137,300
+1,712% +$6.11M
TDG icon
200
TransDigm Group
TDG
$67.9B
$5.26M 0.11%
10,032
-71
-0.7% -$42.4K
6 7
8
9 10

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.