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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
176
ConocoPhillips
COP
$146B
$6.12M 0.13%
107,372
+197
+0.2% +$11.2K
ALGN icon
177
Align Technology
ALGN
$12B
$6.01M 0.13%
33,244
-4,052
-11% -$842K
AXTA icon
178
Axalta
AXTA
$6.78B
$5.98M 0.13%
198,223
-1,275
-0.6% -$37.6K
PNC icon
179
PNC Financial Services
PNC
$99.5B
$5.94M 0.13%
42,349
+7,983
+23% +$1.08M
DHR icon
180
Danaher
DHR
$135B
$5.83M 0.13%
45,531
-6,834
-13% -$856K
STZ icon
181
Constellation Brands
STZ
$22.1B
$5.83M 0.13%
28,110
-27
-0.1% -$5.42K
RTN
182
DELISTED
Raytheon Company
RTN
$5.81M 0.13%
29,603
-206
-0.7% -$38.2K
EG icon
183
Everest Group
EG
$14.9B
$5.75M 0.13%
21,603
-2,305
-10% -$582K
VIOG icon
184
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$5.7M 0.13%
74,350
+1,348
+2% +$105K
PCY icon
185
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$5.68M 0.12%
194,777
+14,570
+8% +$428K
KKR icon
186
KKR & Co
KKR
$86.2B
$5.64M 0.12%
210,160
-7,510
-3% -$198K
YUM icon
187
Yum! Brands
YUM
$40.6B
$5.6M 0.12%
49,375
-241
-0.5% -$27.5K
MINT icon
188
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.59M 0.12%
54,930
-1,938
-3% -$197K
USMV icon
189
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
$5.55M 0.12%
86,543
+50,465
+140% +$3.2M
AMGN icon
190
Amgen
AMGN
$201B
$5.54M 0.12%
28,630
-9,262
-24% -$1.78M
BNY
191
Bank of New York Mellon
BNY
$109B
$5.53M 0.12%
122,375
-3,435
-3% -$153K
PPL
192
PPL Corp
PPL
$27.3B
$5.52M 0.12%
175,409
+8,102
+5% +$245K
RF icon
193
Regions Financial
RF
$26.2B
$5.52M 0.12%
348,781
+15,442
+5% +$233K
BF.B icon
194
Brown-Forman Class B
BF.B
$11.8B
$5.51M 0.12%
87,838
-537
-0.6% -$31.4K
GIGB icon
195
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$958M
$5.49M 0.12%
104,840
+18,590
+22% +$965K
QCOM icon
196
Qualcomm
QCOM
$180B
$5.49M 0.12%
71,950
+3,012
+4% +$227K
ORLY icon
197
O'Reilly Automotive
ORLY
$71.4B
$5.48M 0.12%
206,280
+4,965
+2% +$128K
LKQ icon
198
LKQ Corp
LKQ
$6.32B
$5.46M 0.12%
173,703
-8,893
-5% -$243K
INFO
199
DELISTED
IHS Markit Ltd. Common Shares
INFO
$5.45M 0.12%
81,513
-10,416
-11% -$681K
HBAN icon
200
Huntington Bancshares
HBAN
$35.3B
$5.4M 0.12%
378,546
+75,489
+25% +$1.03M
6 7
8
9 10

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.