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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
176
iShares International Select Dividend ETF
IDV
$8.28B
$2.65M 0.14%
68,695
-683
-1% -$25.8K
MMM icon
177
3M
MMM
$94.1B
$2.64M 0.14%
23,241
+1,190
+5% +$132K
CELG
178
DELISTED
Celgene Corp
CELG
$2.64M 0.14%
37,766
+3,258
+9% +$258K
DTV
179
DELISTED
DIRECTV COM STK (DE)
DTV
$2.6M 0.14%
34,071
-3,315
-9% -$243K
DHC
180
Diversified Healthcare Trust
DHC
$2.28B
$2.58M 0.14%
115,996
+12,258
+12% +$268K
XONE
181
DELISTED
The ExOne Company
XONE
$2.55M 0.14%
71,293
+56,687
+388% +$2.71M
CNH
182
CNH Industrial
CNH
$14.2B
$2.47M 0.13%
247,158
+36,843
+18% +$354K
BIIB icon
183
Biogen
BIIB
$30.4B
$2.45M 0.13%
8,019
+609
+8% +$193K
CEM
184
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.43M 0.13%
18,223
-785
-4% -$103K
LAD icon
185
Lithia Motors
LAD
$8.17B
$2.42M 0.13%
+36,481
New +$2.28M
IYE icon
186
iShares US Energy ETF
IYE
$1.69B
$2.4M 0.13%
47,143
-6,192
-12% -$304K
BLOX
187
DELISTED
Infoblox Inc
BLOX
$2.34M 0.13%
116,460
+114,221
+5,101% +$3.16M
ADBE icon
188
Adobe
ADBE
$99B
$2.33M 0.13%
35,469
-3,677
-9% -$236K
ESRX
189
DELISTED
Express Scripts Holding Company
ESRX
$2.33M 0.13%
30,981
-1,633
-5% -$122K
TGNA
190
DELISTED
TEGNA Inc
TGNA
$2.32M 0.13%
160,473
+9,430
+6% +$140K
PDP icon
191
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
$2.3M 0.13%
61,818
+44,543
+258% +$1.65M
TWO
192
Two Harbors Investment
TWO
$1.27B
$2.3M 0.13%
27,999
-1,032
-4% -$83.2K
BAX icon
193
Baxter International
BAX
$12.6B
$2.27M 0.12%
56,727
+10,976
+24% +$410K
HST icon
194
Host Hotels & Resorts
HST
$17.4B
$2.23M 0.12%
110,391
+10,452
+10% +$202K
TROW icon
195
T. Rowe Price
TROW
$26.1B
$2.18M 0.12%
26,439
+861
+3% +$69.8K
MCHP icon
196
Microchip Technology
MCHP
$41.1B
$2.17M 0.12%
90,912
+8,662
+11% +$198K
JWN
197
DELISTED
Nordstrom
JWN
$2.15M 0.12%
34,464
+1,459
+4% +$87.8K
IYG icon
198
iShares US Financial Services ETF
IYG
$2.18B
$2.15M 0.12%
75,945
+2,421
+3% +$67.2K
IAT icon
199
iShares US Regional Banks ETF
IAT
$682M
$2.14M 0.12%
61,152
+1,960
+3% +$65.6K
SBUX icon
200
Starbucks
SBUX
$118B
$2.12M 0.12%
57,748
+862
+2% +$31.9K
6 7
8
9 10

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.