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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
176
Vanguard Small-Cap Value ETF
VBR
$36.8B
$2.34M 0.13%
25,970
+1,514
+6% +$134K
FLO icon
177
Flowers Foods
FLO
$1.64B
$2.34M 0.13%
109,258
+30,170
+38% +$675K
VIG icon
178
Vanguard Dividend Appreciation ETF
VIG
$110B
$2.24M 0.12%
32,161
+24,190
+303% +$1.67M
CSD icon
179
Invesco S&P Spin-Off ETF
CSD
$227M
$2.23M 0.12%
54,230
+3,655
+7% +$143K
NUAN
180
DELISTED
Nuance Communications, Inc.
NUAN
$2.22M 0.12%
137,185
+1,628
+1% +$26.9K
RL icon
181
Ralph Lauren
RL
$22.1B
$2.22M 0.12%
13,458
+457
+4% +$79.3K
PFPT
182
DELISTED
Proofpoint, Inc.
PFPT
$2.19M 0.12%
68,090
+3,580
+6% +$101K
ESS icon
183
Essex Property Trust
ESS
$18.8B
$2.13M 0.11%
14,410
+2,768
+24% +$429K
FDL icon
184
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$2.13M 0.11%
+102,125
New +$2.16M
MWE
185
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$2.13M 0.11%
29,465
+1,595
+6% +$109K
MMM icon
186
3M
MMM
$87.5B
$2.12M 0.11%
21,260
+311
+1% +$30.2K
SBUX icon
187
Starbucks
SBUX
$118B
$2.1M 0.11%
54,622
-866
-2% -$31.1K
AMGN icon
188
Amgen
AMGN
$201B
$2.1M 0.11%
18,756
+2,166
+13% +$235K
RYN icon
189
Rayonier
RYN
$6.41B
$2.09M 0.11%
55,539
+505
+0.9% +$19.4K
TXI
190
DELISTED
TEXAS INDUSTRIES INC
TXI
$2.08M 0.11%
31,367
+16
+0.1% +$1.01K
TGNA
191
DELISTED
TEGNA Inc
TGNA
$2.06M 0.11%
146,817
+3,699
+3% +$49.5K
VMW
192
DELISTED
VMware, Inc
VMW
$2.06M 0.11%
25,436
+456
+2% +$36.9K
ABT icon
193
Abbott
ABT
$175B
$2.05M 0.11%
61,725
+3,005
+5% +$105K
SVC
194
Service Properties Trust
SVC
$1.1B
$2.01M 0.11%
14,281
+99
+0.7% +$13.7K
NUE icon
195
Nucor
NUE
$54.9B
$1.95M 0.1%
39,697
+29
+0.1% +$1.36K
CLD
196
DELISTED
Cloud Peak Energy Inc
CLD
$1.95M 0.1%
132,563
+82,050
+162% +$1.32M
ESRX
197
DELISTED
Express Scripts Holding Company
ESRX
$1.95M 0.1%
31,471
+6,780
+27% +$438K
QQQ icon
198
Invesco QQQ Trust
QQQ
$460B
$1.94M 0.1%
24,623
+10,913
+80% +$831K
DWAS icon
199
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$1.92M 0.1%
52,067
+43,082
+479% +$1.53M
BWX icon
200
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$1.9M 0.1%
64,992
+2,830
+5% +$80.9K
6 7
8
9 10

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.