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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
151
SPDR Gold Trust
GLD
$131B
$8.8M 0.17%
48,025
+5,426
+13% +$955K
MGV icon
152
Vanguard Mega Cap Value ETF
MGV
$13.3B
$8.58M 0.16%
84,943
-126
-0.1% -$12.9K
MGK icon
153
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$8.53M 0.16%
208,580
+4,955
+2% +$188K
COP icon
154
ConocoPhillips
COP
$139B
$8.45M 0.16%
85,198
+5,466
+7% +$598K
ROP icon
155
Roper Technologies
ROP
$38.7B
$8.4M 0.16%
19,059
+377
+2% +$163K
ORLY icon
156
O'Reilly Automotive
ORLY
$75.6B
$8.37M 0.16%
147,870
-2,850
-2% -$156K
MTW icon
157
Manitowoc
MTW
$527M
$8.35M 0.16%
+488,672
New +$7.32M
SDY icon
158
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$8.23M 0.16%
66,554
-309
-0.5% -$38.9K
IYK icon
159
iShares US Consumer Staples ETF
IYK
$1.44B
$8.12M 0.16%
122,340
+113,976
+1,363% +$7.46M
COST icon
160
Costco
COST
$429B
$8.06M 0.15%
16,221
+44
+0.3% +$21.6K
LQD icon
161
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$7.88M 0.15%
71,906
+2,471
+4% +$268K
SHW icon
162
Sherwin-Williams
SHW
$87.4B
$7.87M 0.15%
35,000
+1,963
+6% +$449K
IBM icon
163
IBM
IBM
$214B
$7.84M 0.15%
59,814
-1,623
-3% -$217K
AMT icon
164
American Tower
AMT
$79.9B
$7.84M 0.15%
38,369
+3,360
+10% +$705K
USB icon
165
US Bancorp
USB
$100B
$7.82M 0.15%
216,917
+123,242
+132% +$5.49M
APO icon
166
Apollo Global Management
APO
$71.9B
$7.7M 0.15%
121,943
-5,996
-5% -$402K
UNP icon
167
Union Pacific
UNP
$175B
$7.64M 0.15%
37,973
+4,097
+12% +$830K
EPD icon
168
Enterprise Products Partners
EPD
$83.6B
$7.63M 0.15%
294,519
-1,255
-0.4% -$32.2K
BMY icon
169
Bristol-Myers Squibb
BMY
$130B
$7.45M 0.14%
107,423
-55,235
-34% -$3.9M
TDG icon
170
TransDigm Group
TDG
$73.2B
$7.41M 0.14%
10,052
-60
-0.6% -$42.9K
PPA icon
171
Invesco Aerospace & Defense ETF
PPA
$8.39B
$7.4M 0.14%
91,874
+24,482
+36% +$1.95M
NKE icon
172
Nike
NKE
$63.9B
$7.34M 0.14%
59,874
-254
-0.4% -$31.2K
RGEN icon
173
Repligen
RGEN
$7.11B
$7.28M 0.14%
43,251
-13,925
-24% -$2.48M
TJX icon
174
TJX Companies
TJX
$178B
$7.26M 0.14%
92,660
+7,740
+9% +$609K
XME icon
175
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
$7.22M 0.14%
+135,878
New +$7.39M
5 6
7
8 9

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.