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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
151
American Tower
AMT
$76.7B
$7.53M 0.16%
35,070
+569
+2% +$146K
MGV icon
152
Vanguard Mega Cap Value ETF
MGV
$13.2B
$7.52M 0.16%
83,660
+739
+0.9% +$72.6K
VYMI icon
153
Vanguard International High Dividend Yield ETF
VYMI
$20.1B
$7.47M 0.16%
143,579
+13,492
+10% +$779K
BSCN
154
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$7.45M 0.16%
356,930
-113,063
-24% -$2.37M
SSNC icon
155
SS&C Technologies
SSNC
$16.1B
$7.44M 0.16%
155,885
+11,584
+8% +$667K
EPD icon
156
Enterprise Products Partners
EPD
$83.9B
$7.38M 0.16%
310,548
-127
-0% -$3.28K
PULS icon
157
PGIM Ultra Short Bond ETF
PULS
$17.7B
$7.38M 0.16%
150,409
– –
BSCO
158
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$7.38M 0.16%
361,834
-107,884
-23% -$2.23M
NOC icon
159
Northrop Grumman
NOC
$75.8B
$7.29M 0.16%
15,493
-318
-2% -$152K
ED icon
160
Consolidated Edison
ED
$41.6B
$7.24M 0.15%
84,388
+9,990
+13% +$964K
GS icon
161
Goldman Sachs
GS
$317B
$7.24M 0.15%
24,687
+1,333
+6% +$432K
ORLY icon
162
O'Reilly Automotive
ORLY
$71.4B
$7.19M 0.15%
153,360
+1,170
+0.8% +$54.6K
MUB icon
163
iShares National Muni Bond ETF
MUB
$45B
$7.16M 0.15%
69,828
-1,083
-2% -$115K
BTI icon
164
British American Tobacco
BTI
$129B
$7.05M 0.15%
198,723
+26,258
+15% +$1.05M
ROP icon
165
Roper Technologies
ROP
$35.1B
$7M 0.15%
19,473
+2,906
+18% +$1.18M
MGK icon
166
Vanguard Mega Cap Growth ETF
MGK
$32B
$7M 0.15%
200,695
+1,525
+0.8% +$60K
SHW icon
167
Sherwin-Williams
SHW
$76.6B
$6.97M 0.15%
34,026
+4,708
+16% +$1.12M
NEE icon
168
NextEra Energy
NEE
$187B
$6.92M 0.15%
88,254
-5,230
-6% -$444K
DUK icon
169
Duke Energy
DUK
$101B
$6.76M 0.14%
72,670
+11,402
+19% +$1.22M
MET icon
170
MetLife
MET
$59.5B
$6.67M 0.14%
109,720
+4,301
+4% +$275K
BSCM
171
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$6.58M 0.14%
310,883
-112,584
-27% -$2.39M
UNP icon
172
Union Pacific
UNP
$181B
$6.43M 0.14%
32,998
+3,131
+10% +$693K
APO icon
173
Apollo Global Management
APO
$68.6B
$6.43M 0.14%
138,184
-1,115
-0.8% -$61.2K
KKR icon
174
KKR & Co
KKR
$86.2B
$6.39M 0.14%
148,505
+17,292
+13% +$874K
PJAN icon
175
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
$6.37M 0.14%
216,388
-53,678
-20% -$1.66M
5 6
7
8 9

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CMTU
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FMI
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MAM
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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.