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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
151
Wells Fargo
WFC
$259B
$5.62M 0.15%
195,941
+21,022
+12% +$894K
EEMV icon
152
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.35B
$5.62M 0.15%
119,739
+2,736
+2% +$148K
AFL icon
153
Aflac
AFL
$66.2B
$5.61M 0.15%
163,897
+22,756
+16% +$1.04M
EMR icon
154
Emerson Electric
EMR
$82.5B
$5.6M 0.15%
117,467
+7,970
+7% +$525K
NOW icon
155
ServiceNow
NOW
$118B
$5.56M 0.15%
96,935
+56,070
+137% +$3.51M
MINT icon
156
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$5.47M 0.15%
55,238
+1,505
+3% +$152K
OBDC icon
157
Blue Owl Capital
OBDC
$5.44B
$5.46M 0.15%
473,234
+376,544
+389% +$5.51M
RGEN icon
158
Repligen
RGEN
$7.09B
$5.44M 0.14%
56,310
+241
+0.4% +$23.3K
STZ icon
159
Constellation Brands
STZ
$22.7B
$5.39M 0.14%
37,616
+5,806
+18% +$1.02M
ADSK icon
160
Autodesk
ADSK
$51.3B
$5.3M 0.14%
33,942
+21,665
+176% +$3.98M
KMI icon
161
Kinder Morgan
KMI
$71.4B
$5.26M 0.14%
377,985
+13,102
+4% +$249K
MOAT icon
162
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$5.21M 0.14%
119,094
-8,078
-6% -$415K
APO icon
163
Apollo Global Management
APO
$69.7B
$5.14M 0.14%
153,302
+26,957
+21% +$1.16M
XLV icon
164
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$5.06M 0.13%
57,161
+304
+0.5% +$29.5K
PCY icon
165
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$5.03M 0.13%
210,345
+17,904
+9% +$503K
USB icon
166
US Bancorp
USB
$99.3B
$5.01M 0.13%
145,337
-25,059
-15% -$1.21M
DVY icon
167
iShares Select Dividend ETF
DVY
$24B
$4.98M 0.13%
67,716
+765
+1% +$73.1K
BP icon
168
BP
BP
$112B
$4.93M 0.13%
201,984
-66,390
-25% -$2.15M
QCOM icon
169
Qualcomm
QCOM
$168B
$4.89M 0.13%
72,327
+1,571
+2% +$129K
XLY icon
170
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.8B
$4.88M 0.13%
99,544
-10,808
-10% -$638K
KKR icon
171
KKR & Co
KKR
$89.4B
$4.73M 0.13%
201,563
-3,962
-2% -$114K
TJX icon
172
TJX Companies
TJX
$179B
$4.72M 0.13%
98,731
+7,856
+9% +$452K
JCI icon
173
Johnson Controls International
JCI
$84.3B
$4.72M 0.13%
174,962
+8,033
+5% +$299K
LLY icon
174
Eli Lilly
LLY
$1.09T
$4.71M 0.13%
33,928
-1,541
-4% -$212K
CAH icon
175
Cardinal Health
CAH
$54.5B
$4.68M 0.12%
97,652
+28,193
+41% +$1.46M
5 6
7
8 9

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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.