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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
151
Caterpillar
CAT
$412B
$7.65M 0.16%
51,807
-11,252
-18% -$1.57M
IYG icon
152
iShares US Financial Services ETF
IYG
$2.12B
$7.63M 0.16%
150,771
+1,533
+1% +$73.6K
PAYX icon
153
Paychex
PAYX
$39.4B
$7.6M 0.16%
89,361
+2,666
+3% +$225K
AFL icon
154
Aflac
AFL
$63.3B
$7.47M 0.16%
141,141
+759
+0.5% +$40.3K
SBUX icon
155
Starbucks
SBUX
$118B
$7.29M 0.15%
82,872
-6,511
-7% -$555K
MET icon
156
MetLife
MET
$59.5B
$7.21M 0.15%
141,450
+4,350
+3% +$210K
PNC icon
157
PNC Financial Services
PNC
$99.5B
$7.21M 0.15%
45,136
+2,787
+7% +$418K
NEE icon
158
NextEra Energy
NEE
$187B
$7.16M 0.15%
118,252
-5,976
-5% -$349K
BTI icon
159
British American Tobacco
BTI
$129B
$7.15M 0.15%
168,422
+639
+0.4% +$24.1K
BKNG icon
160
Booking.com
BKNG
$134B
$7.15M 0.15%
87,000
-5,375
-6% -$422K
EQIX icon
161
Equinix
EQIX
$102B
$7.14M 0.15%
12,232
+576
+5% +$324K
ACWV icon
162
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$7.1M 0.15%
74,066
+5,498
+8% +$523K
DVY icon
163
iShares Select Dividend ETF
DVY
$23.6B
$7.07M 0.15%
66,951
-15,177
-18% -$1.56M
MOAT icon
164
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$6.97M 0.15%
127,172
+4,754
+4% +$252K
RDS.B
165
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$6.95M 0.15%
115,897
+30,087
+35% +$1.77M
XLY icon
166
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$6.92M 0.15%
110,352
+644
+0.6% +$39.2K
EEMV icon
167
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.48B
$6.86M 0.14%
117,003
-554
-0.5% -$32.2K
ED icon
168
Consolidated Edison
ED
$41.6B
$6.85M 0.14%
75,753
+2,923
+4% +$262K
FDN icon
169
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$6.83M 0.14%
49,077
-962
-2% -$130K
JCI icon
170
Johnson Controls International
JCI
$87.4B
$6.8M 0.14%
166,929
-63,385
-28% -$2.67M
VFC icon
171
VF Corp
VFC
$6.49B
$6.77M 0.14%
67,965
+48,731
+253% +$4.37M
RTN
172
DELISTED
Raytheon Company
RTN
$6.73M 0.14%
30,626
+1,023
+3% +$216K
VCSH icon
173
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$6.67M 0.14%
82,259
+337
+0.4% +$27.3K
COP icon
174
ConocoPhillips
COP
$146B
$6.65M 0.14%
102,271
-5,101
-5% -$300K
AMLP icon
175
Alerian MLP ETF
AMLP
$12.9B
$6.63M 0.14%
155,964
-38,421
-20% -$1.61M
5 6
7
8 9

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MAM
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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.