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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTNQ icon
151
Pacer Trendpilot 100 ETF
PTNQ
$1.21B
$7.11M 0.16%
198,021
-1,023
-0.5% -$36.9K
ETN icon
152
Eaton
ETN
$161B
$6.96M 0.15%
83,754
+2,777
+3% +$225K
RSPT icon
153
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.42B
$6.94M 0.15%
388,330
+35,580
+10% +$638K
ED icon
154
Consolidated Edison
ED
$41.6B
$6.88M 0.15%
72,830
+15,213
+26% +$1.35M
EMR icon
155
Emerson Electric
EMR
$81.2B
$6.83M 0.15%
102,123
+4,124
+4% +$259K
IYG icon
156
iShares US Financial Services ETF
IYG
$2.12B
$6.79M 0.15%
149,238
+66,519
+80% +$3M
KMI icon
157
Kinder Morgan
KMI
$72.9B
$6.77M 0.15%
328,439
-32,136
-9% -$660K
FDN icon
158
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$6.74M 0.15%
50,039
+5,533
+12% +$782K
NGG icon
159
National Grid
NGG
$82B
$6.73M 0.15%
140,545
+1,340
+1% +$61.9K
EQIX icon
160
Equinix
EQIX
$102B
$6.72M 0.15%
11,656
-2,134
-15% -$1.15M
EEMV icon
161
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.48B
$6.71M 0.15%
117,557
+687
+0.6% +$39.5K
C icon
162
Citigroup
C
$221B
$6.67M 0.15%
96,624
-8,811
-8% -$599K
VCSH icon
163
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$6.64M 0.15%
81,922
+7,978
+11% +$645K
XLY icon
164
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$6.62M 0.15%
109,708
+6,770
+7% +$408K
RTX icon
165
RTX Corp
RTX
$282B
$6.56M 0.14%
76,382
+72
+0.1% +$5.98K
MMP
166
DELISTED
Magellan Midstream Partners, L.P.
MMP
$6.56M 0.14%
99,002
-303
-0.3% -$19.9K
GD icon
167
General Dynamics
GD
$103B
$6.54M 0.14%
35,770
+620
+2% +$115K
DD icon
168
DuPont de Nemours
DD
$18.6B
$6.52M 0.14%
72,829
+1,732
+2% +$152K
ACWV icon
169
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$6.5M 0.14%
68,568
-1,387
-2% -$129K
MET icon
170
MetLife
MET
$59.5B
$6.47M 0.14%
137,100
-6,958
-5% -$332K
BMY icon
171
Bristol-Myers Squibb
BMY
$126B
$6.39M 0.14%
126,000
+7,244
+6% +$340K
TRV icon
172
Travelers Companies
TRV
$78.5B
$6.28M 0.14%
42,250
+6,673
+19% +$992K
CNP icon
173
CenterPoint Energy
CNP
$28.9B
$6.26M 0.14%
207,489
+154,424
+291% +$4.45M
BTI icon
174
British American Tobacco
BTI
$129B
$6.19M 0.14%
167,783
-49,939
-23% -$1.83M
MOAT icon
175
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$6.14M 0.14%
122,418
-7,267
-6% -$356K
5 6
7
8 9

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MT
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CMTU
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FMI
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MAM
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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.