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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
151
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$3.23M 0.18%
54,735
-983
-2% -$60.5K
QQQ icon
152
Invesco QQQ Trust
QQQ
$445B
$3.19M 0.17%
36,400
+12,113
+50% +$1.07M
ETP
153
DELISTED
Energy Transfer Partners L.p.
ETP
$3.19M 0.17%
59,210
+2,761
+5% +$150K
TRV icon
154
Travelers Companies
TRV
$82.9B
$3.18M 0.17%
37,373
-1,762
-5% -$148K
FBT icon
155
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$3.09M 0.17%
40,236
-530
-1% -$41.4K
EQIX icon
156
Equinix
EQIX
$102B
$3.04M 0.17%
16,443
+968
+6% +$179K
TJX icon
157
TJX Companies
TJX
$178B
$3.04M 0.17%
100,066
+26,830
+37% +$812K
VNQ icon
158
Vanguard Real Estate ETF
VNQ
$40B
$3M 0.16%
42,483
+37,310
+721% +$2.55M
EBAY icon
159
eBay
EBAY
$52.1B
$2.99M 0.16%
128,782
+17,455
+16% +$405K
HERO
160
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$2.94M 0.16%
640,669
+639,481
+53,828% +$3.21M
FXD icon
161
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$2.93M 0.16%
91,608
-1,449
-2% -$45.9K
DBB icon
162
Invesco DB Base Metals Fund
DBB
$305M
$2.93M 0.16%
184,369
-6,130
-3% -$99.1K
FDL icon
163
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$2.91M 0.16%
129,460
+17,602
+16% +$384K
USL icon
164
United States 12 Month Oil Fund,
USL
$43.5M
$2.91M 0.16%
66,093
-2,165
-3% -$92.2K
VMW
165
DELISTED
VMware, Inc
VMW
$2.9M 0.16%
26,874
+1,011
+4% +$99.1K
BIZD icon
166
VanEck BDC Income ETF
BIZD
$1.62B
$2.84M 0.15%
136,815
+79,580
+139% +$1.67M
AON icon
167
Aon
AON
$81.4B
$2.83M 0.15%
33,545
-1,421
-4% -$118K
AMAT icon
168
Applied Materials
AMAT
$378B
$2.83M 0.15%
138,398
-7,180
-5% -$132K
FDX icon
169
FedEx
FDX
$74B
$2.81M 0.15%
21,193
-567
-3% -$77K
RALY
170
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$2.8M 0.15%
+209,549
New +$4.16M
PHG icon
171
Philips
PHG
$25B
$2.78M 0.15%
114,105
-2,056
-2% -$50.5K
WY icon
172
Weyerhaeuser
WY
$17.7B
$2.78M 0.15%
94,718
+2,415
+3% +$72.7K
CXO
173
DELISTED
CONCHO RESOURCES INC.
CXO
$2.78M 0.15%
22,692
+479
+2% +$52.7K
DLN icon
174
WisdomTree US LargeCap Dividend Fund
DLN
$6.29B
$2.75M 0.15%
81,458
-1,144
-1% -$37.5K
SVC
175
Service Properties Trust
SVC
$1.09B
$2.71M 0.15%
19,021
+2,339
+14% +$311K
5 6
7
8 9

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.