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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
126
TJX Companies
TJX
$170B
$9.42M 0.18%
105,997
+4,841
+5% +$426K
BKLN icon
127
Invesco Senior Loan ETF
BKLN
$7.1B
$9.38M 0.18%
446,810
-31,654
-7% -$666K
JBHT icon
128
JB Hunt Transport Services
JBHT
$27.1B
$9.28M 0.18%
49,220
-1,806
-4% -$347K
CVS icon
129
CVS Health
CVS
$137B
$9.26M 0.18%
132,575
-21,410
-14% -$1.52M
SPLV icon
130
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$9.08M 0.17%
154,529
-10,057
-6% -$622K
PRU icon
131
Prudential Financial
PRU
$41.7B
$8.99M 0.17%
94,708
+20,219
+27% +$1.91M
HON icon
132
Honeywell
HON
$77.1B
$8.98M 0.17%
51,573
+1,063
+2% +$194K
POCT icon
133
Innovator US Equity Power Buffer ETF October
POCT
$963M
$8.97M 0.17%
264,241
-182,755
-41% -$6.17M
VBK icon
134
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$8.96M 0.17%
41,814
-1,475
-3% -$335K
T icon
135
AT&T
T
$165B
$8.86M 0.17%
590,212
-74,932
-11% -$1.1M
KREF
136
KKR Real Estate Finance Trust
KREF
$472M
$8.84M 0.17%
744,421
-192,347
-21% -$2.37M
MBB icon
137
iShares MBS ETF
MBB
$39B
$8.77M 0.17%
98,711
-2,061
-2% -$188K
DIS icon
138
Walt Disney
DIS
$165B
$8.59M 0.16%
106,012
+6,731
+7% +$575K
MGK icon
139
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$8.57M 0.16%
188,845
-6,465
-3% -$305K
SCHD icon
140
Schwab US Dividend Equity ETF
SCHD
$102B
$8.56M 0.16%
363,120
+162,420
+81% +$3.99M
EEM icon
141
iShares MSCI Emerging Markets ETF
EEM
$28B
$8.54M 0.16%
225,083
-31,335
-12% -$1.24M
VYMI icon
142
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$8.45M 0.16%
136,590
-207
-0.2% -$13.2K
TSLA icon
143
Tesla
TSLA
$1.24T
$8.45M 0.16%
33,761
-391
-1% -$100K
VYM icon
144
Vanguard High Dividend Yield ETF
VYM
$81.1B
$8.44M 0.16%
81,664
-6,488
-7% -$696K
INTU icon
145
Intuit
INTU
$81.1B
$8.43M 0.16%
16,508
+1,137
+7% +$575K
SHEL icon
146
Shell
SHEL
$245B
$8.43M 0.16%
130,984
+11,654
+10% +$725K
ED icon
147
Consolidated Edison
ED
$41.6B
$8.35M 0.16%
97,629
+8,719
+10% +$794K
HOMB icon
148
Home BancShares
HOMB
$6.21B
$8.32M 0.16%
397,312
-10,264
-3% -$234K
AGG icon
149
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.31M 0.16%
88,410
-71,071
-45% -$6.84M
IBM icon
150
IBM
IBM
$202B
$8.26M 0.16%
58,893
-22,048
-27% -$3.14M
4 5
6
7 8

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.